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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $181,562 |
MMA SECURITIES LLC3 years Filed as: MMA SECURITIES, LLC Service code 15 · EIN 22-3570392 | Recordkeeping | $38,543 |
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $3,431 | $53,216-93.6% | $155,534-97.8% | $199,960-98.3% |
| Participation rate | 90.4% | 64.1%+26.3pp | 78.2%+12.1pp | 72.0%+18.4pp |
| Annual return | 14.70% | 41.18%-26.5pp | 64.92%-50.2pp | 34.28%-19.6pp |
| Employer contribution / active EE | $0 | $1,848-100.0% | $4,675-100.0% | $3,036-100.0% |
| Participant deferral / active EE | $1,066 | $3,164-66.3% | $5,630-81.1% | $5,087-79.0% |
| Admin fee / account holder | $53 | $186-71.5% | $15,900-99.7% | $269-80.3% |