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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $97,723 |
CREATIVE PLANNING LLC2 years Filed as: CREATIVE PLANNING, LLC Service code 26 · EIN 84-4519624 | Advisory (Participants) | $49,317 |
13 funds of $250K or more; 16 lines in all, holding $32.6M of the plan's $32.6M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 17% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Pooled Separate Accounts Principal Large Cap S&P 500 Index Separate Account-NE Principal · Separate account IndexRecordkeeper's own fund | $10.1M | 31.1% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $5.7M | 17.5% |
| State Street U.S. Bond Index Securities Lending Series Fund Class XIV State Street (SSgA) · Collective trust Index | $4.1M | 12.5% |
| State Street WD DV EX US Index II Fund State Street (SSgA) · Mutual fund Index | $3.4M | 10.3% |
| Stable Value Fixed Income CIT Fund Manager not matched · Stable value Stable value | $2.8M | 8.7% |
| Principal MidCap S&P 400 Index Separate Account-NE Principal · Separate account IndexRecordkeeper's own fund | $2.0M | 6.0% |
| State Street Emerging Markets Index SL II Fund State Street (SSgA) · Collective trust Index | $1.8M | 5.6% |
| Principal SmallCap S&P 600 Index Separate Account-NE N/R Principal · Separate account IndexRecordkeeper's own fund | $1.7M | 5.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $591K | 1.8% |
| Vanguard Primecap Fund Investor Shares Vanguard · Mutual fund | $202K | 0.6% |
Added 3 funds.
| Fund | Year-end value |
|---|---|
| AddedPooled Separate Accounts Principal Large Cap S&P 500 Index Separate Account-NE | $10.1M |
| AddedPrincipal MidCap S&P 400 Index Separate Account-NE | $2.0M |
| AddedPrincipal SmallCap S&P 600 Index Separate Account-NE N/R | $1.7M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.