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| Provider | Service type | Compensation |
|---|---|---|
OSAIC WEALTH INC3 years Filed as: OSAIC INSTITUTIONS INC Service code 27 538 PRESTON AVE · MERIDEN, CT 06450 | Advisory (Plan) | $25,642 |
12 funds of $250K or more; 21 lines in all, holding $7.6M of the plan's $7.9M. From the 2025 filing. Recordkeeper: Not identified.
Target-date series: JPMorgan SmartRetirement, mutual fund, 12% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $1.1M | 14.6% |
| BNY Mellon BNY Mellon Appreciation Y BNY · Other | $925K | 12.2% |
| JPMorgan SmartRetirement JPMorgan · Mutual fund Target-date, 9 vintages | $898K | 11.9% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $687K | 9.1% |
| Putnam Dynamic Asset Allocation Growth Fund Class R6 Franklin Templeton · Mutual fund | $667K | 8.8% |
| Invesco Diversified Dividend Fund Class R5 Invesco · Mutual fund | $660K | 8.7% |
| Nuveen Core Bond Fund Class R6 TIAA (Nuveen) · Mutual fund | $581K | 7.7% |
| Empower International Value Inv N/R Empower · Other | $508K | 6.7% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $420K | 5.6% |
| Putnam Dynamic Asset Allocation Balanced Fund Class R6 Franklin Templeton · Mutual fund | $405K | 5.4% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.