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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $96,224 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $4,100 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,889 | $88,324+122.9% | $115,038+71.2% | $55,191+256.7% |
| Participation rate | 98.1% | 72.5%+25.5pp | 81.4%+16.7pp | 69.2%+28.9pp |
| Annual return | 2.20% | 6.30%-4.1pp | 26.14%-23.9pp | 10.78%-8.6pp |
| Employer contribution / active EE | $7,450 | $2,805+165.6% | $4,608+61.7% | $1,899+292.4% |
| Participant deferral / active EE | $8,102 | $5,042+60.7% | $6,026+34.4% | $3,046+165.9% |
| Admin fee / account holder | $121 | $105+15.0% | $8,175-98.5% | $91+33.5% |