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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $64,274 |
Service code 27 · EIN 47-1411118 | Advisory (Plan) | $38,281 |
401K SAFE1 year Filed as: 401K SAFE 3(16), LLC Service code 49 · EIN 83-0824803 | Other Services | $5,218 |
13 funds of $250K or more; 10 lines in all, holding $19.8M of the plan's $19.9M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 15% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $4.3M | 21.6% |
| NewPrsp R6 Fund Capital Group · Mutual fund | $3.5M | 17.7% |
| Principal LifeTime Principal · Mutual fund Target-date, 10 vintagesRecordkeeper's own fund | $2.9M | 14.8% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.8M | 14.3% |
| JPMorgan U.S. Value Fund Class R6 JPMorgan · Mutual fund | $1.8M | 9.2% |
| Balanced Fund Class R6 John Hancock (Manulife) · Mutual fund | $1.5M | 7.8% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $1.1M | 5.5% |
| MFS International Growth Fund R6 MFS (Sun Life) · Mutual fund | $925K | 4.7% |
| Principal Core Fixed Income R6 Fund Principal · Mutual fund Recordkeeper's own fund | $825K | 4.2% |
| Insurance Company General Principal Principal · Insurance contract Recordkeeper's own fund | $34K | 0.2% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.