Filings through Sep 24, 2026.

Retirement plan

David M. Maines & Associates, Inc. 401(k) Plan

Name: DAVID M. MAINES ASSOCIATES, INC. - DAVID M. MAINES & ASSOCIATES, INC. 401(K) PLAN (2024) Form 5500
Creator: DAVID M. MAINES ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DAVID M. MAINES & ASSOCIATES, INC. 401(K) PLAN, DAVID M. MAINES ASSOCIATES, INC.

David M. Maines Associates, Inc.EIN 23-2581270Plan #001PY 2024

PO BOX 167 - LEWISTOWN, PA 17044717-248-3070davidmaines.comLinkedIn11-50 employeesconstruction

Other plans on this EIN

1 filing

#003Retirement-$11.9M assets

Prospect flagsHigh feesFew collective trustsFund lineup: 10 funds, $21.6M

How to read this page

Total assets (EOY)

$22.1M

+18.3% from 2023

Total participants

152

+17.8% from 2023

Average account balance

$146,360

+0.3% from 2023

Annual return

11.28%

-3.43 pp from 2023

Benchmarks

See 3,451 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants100-249

Cohort3,451 peers

Snapshot2024

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Analytics

See the 10-year trajectory with Solo.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
FIRST NATIONAL TRUST COMPANY4 years Service code 27 · EIN 20-0433578 1 NORTH SHORE CENTER · PITTSBURGH, PA 15212	Advisory (Plan)	$45,794
STANCORP FINANCIAL GROUP5 years Filed as: STANCORP FINANCIAL GROUP, INC. Service code 12 · EIN 93-1253576 1100 S W SIXTH AVENUE · PORTLAND, OR 97204	Claims processing; Custodial (other t...	$39,686
EPIC RETIREMENT PLAN SERVICES4 years Filed as: INTEGRATED RETIREMENT PLAN SOLUTION Service code 27 · EIN 46-4914104 812 HURON ROAD, STE 601 · CLEVELAND, OH 44012	Advisory (Plan)	$13,381
CHARLES SCHWAB & CO., INC.2 years Service code 19 · EIN 25-1838406 1945 NORTHWESTERN DRIVE · EL PASO, TX 79912	Securities Custodian	$6,620

Fund lineup

CSV with Pro

10 funds of $250K or more; 14 lines in all, holding $21.6M of the plan's $22.1M. From the 2024 filing. Recordkeeper: Charles Schwab.

In collective trusts0%median 0% for plans of $5M to $50M (34,889 plans)

In index funds56%median 21% for plans of $5M to $50M (34,889 plans)

In the main target-date series0%median 35% for plans of $5M to $50M (34,889 plans)

Employer stockNo

Fund	Manager	Vehicle	Dollars	% of funds%
Pgim Total Ret Bond Prudential (PGIM) · Mutual fund	Prudential (PGIM)	Mutual fund	$5.2M	24.1%
Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$3.3M	15.5%
Vanguard Developed Markets Index Fund Vanguard · Mutual fund Index	Vanguard	Mutual fund	$3.1M	14.5%
Stable Asset A Fund Manager not matched · Insurance contract	Not yet matched	Insurance contract	$3.0M	13.8%
Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$1.9M	8.9%
Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$1.8M	8.5%
Vanguard Small-Cap Value Index Fund Vanguard · Mutual fund Index	Vanguard	Mutual fund	$1.1M	5.1%
Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$656K	3.0%
Carillon Eagle Mid Cap Growth Fund Raymond James · Mutual fund	Raymond James	Mutual fund	$627K	2.9%
American Funds American Balanced Fund Capital Group · Mutual fund	Capital Group	Mutual fund	$439K	2.0%

See the other 4 lines in this lineup with Solo.

Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.

Plan features & details

Pension benefit codes2A2E2F2G2J2K2T3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$89K

$796 / participant

Contract admin$89K100.0%

% of EOY assets

0.404%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: WESSEL & COMPANY
Auditor EIN: 251390233
Audit fees: (not subdivided)
Opinion code: Unqualified

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Provider

Service type

Compensation

FIRST NATIONAL TRUST COMPANY4 years

Service code 27 · EIN 20-0433578

1 NORTH SHORE CENTER · PITTSBURGH, PA 15212

Advisory (Plan)

$45,794

STANCORP FINANCIAL GROUP5 years

Filed as: STANCORP FINANCIAL GROUP, INC.

Service code 12 · EIN 93-1253576

1100 S W SIXTH AVENUE · PORTLAND, OR 97204

Claims processing; Custodial (other t...

$39,686

EPIC RETIREMENT PLAN SERVICES4 years

Filed as: INTEGRATED RETIREMENT PLAN SOLUTION

Service code 27 · EIN 46-4914104

812 HURON ROAD, STE 601 · CLEVELAND, OH 44012

Advisory (Plan)

$13,381

CHARLES SCHWAB & CO., INC.2 years

Service code 19 · EIN 25-1838406

1945 NORTHWESTERN DRIVE · EL PASO, TX 79912

Securities Custodian

$6,620

Fund

Dollars

% of funds%

Pgim Total Ret Bond

Prudential (PGIM) · Mutual fund

$5.2M

24.1%

Vanguard 500 Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$3.3M

15.5%

Vanguard Developed Markets Index Fund

Vanguard · Mutual fund

Index

$3.1M

14.5%

Stable Asset A Fund

Manager not matched · Insurance contract

$3.0M

13.8%

Vanguard Value Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$1.9M

8.9%

Vanguard Growth Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$1.8M

8.5%

Vanguard Small-Cap Value Index Fund

Vanguard · Mutual fund

Index

$1.1M

5.1%

Vanguard Mid-Cap Value Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$656K

3.0%

Carillon Eagle Mid Cap Growth Fund

Raymond James · Mutual fund

$627K

2.9%

American Funds American Balanced Fund

Capital Group · Mutual fund

$439K

2.0%

David M. Maines & Associates, Inc. 401(k) Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

David M. Maines & Associates, Inc. 401(k) Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion