Filings through .
Filed April 28, 2021
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $64,332 |
EQUITY SERVICES INC5 years Filed as: EQUITY SERVICES, INC. Service code 49 · EIN 03-0221141 | Other Services | $12,246 |
13 funds of $250K or more; 18 lines in all, holding $11.6M of the plan's $12.1M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 19% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 9 vintagesRecordkeeper's own fund | $2.3M | 19.4% |
| Principal Bond Market Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $1.7M | 14.3% |
| Principal Large Cap S&P 500 Index Principal · Separate account IndexRecordkeeper's own fund | $1.6M | 13.6% |
| Principal Liquid Assets Separate Account Principal · Money market Recordkeeper's own fund | $1.2M | 10.1% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 9.6% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 9.4% |
| Principal International Equity Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $1.1M | 9.3% |
| Vanguard TI Stk Mkt Inx Adm Fd Vanguard · Mutual fund | $290K | 2.5% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $281K | 2.4% |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $271K | 2.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.