Filings through .
Filed November 6, 2023
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP7 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $58,812 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
23 funds of $250K or more; 18 lines in all, holding $66.0M of the plan's $67.2M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: T. Rowe Price Retirement, mutual fund, 36% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 7 vintages | $24.0M | 36.4% |
| Harbor Capital App Ret Fund Harbor Capital · Mutual fund | $6.2M | 9.4% |
| T. Rowe Price US Lg Cp Cr I T. Rowe Price · Mutual fund | $5.9M | 8.9% |
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $4.9M | 7.5% |
| American Funds NewPrsp R6 Fnd Capital Group · Mutual fund | $4.7M | 7.1% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.2M | 6.4% |
| Principal Mid Cap S&P 400 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $3.5M | 5.2% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.9M | 2.8% |
| U.S. Small Cap Growth Portfolio Institutional Class Dimensional · Mutual fund | $1.7M | 2.6% |
| Held at End of Year) BlackRock HY Portfolio Inst Fd BlackRock · Mutual fund | $1.7M | 2.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.