Filings through .
Filed April 16, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $51,472 |
18 funds of $250K or more; 12 lines in all, holding $45.5M of the plan's $45.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 55% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $25.1M | 55.2% |
| Contracts Principal Fixed Income Guaranteed Option a Principal · Insurance contract Recordkeeper's own fund | $4.4M | 9.7% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.0M | 8.7% |
| Investors Capital Appreciation Inst Fund a Principal · Mutual fund Recordkeeper's own fund | $3.5M | 7.7% |
| William Blair Largecap Growth R6 Fund a William Blair · Mutual fund | $1.6M | 3.4% |
| Vanguard Small Cap Index Admiral Fund a Vanguard · Mutual fund Index | $1.4M | 3.0% |
| Smallcap Growth I Inst Fund a AllianceBernstein · Mutual fund | $1.4M | 3.0% |
| Mutual Funds Robert W. Baird & Co. Inc Baird Core Plus Bond I Fund Baird · Mutual fund Possible retail class A | $1.3M | 2.8% |
| EuroPacific Growth R6 Fund a Capital Group · Mutual fund | $1.2M | 2.7% |
| Principal Investors Equity Income Inst Fund a Principal · Mutual fund Recordkeeper's own fund | $921K | 2.0% |
Added 1 fund, dropped 1 fund, likely replaced 2 funds. Changed share class on 4 funds.
| Fund | Year-end value |
|---|---|
| Share class changePrincipal LifeTime 2030 Trust to Principal LifeTime 2040 Trust | $12.4M to $25.1M |
| DroppedCommon/Collective Trust Principal | $6.5M |
| Share class changePrincipal Cap App Inst Fund to Investors Capital Appreciation Inst Fund a | $3.0M to $3.5M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.