Filed March 29, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $78,807 |
Service code 37 · EIN 04-2647786 | Loan Processing | $65,843 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,244 | $58,911-11.3% | $129,384-59.6% | $77,736-32.8% |
| Participation rate | 94.4% | 59.4%+35.0pp | 69.6%+24.8pp | 70.6%+23.8pp |
| Annual return | 16.34% | 24.75%-8.4pp | 9461.77%-9445.4pp | 31.26%-14.9pp |
| Employer contribution / active EE | $4,901 | $1,955+150.7% | $4,153+18.0% | $2,728+79.7% |
| Participant deferral / active EE | $8,860 | $3,220+175.2% | $4,166+112.7% | $4,651+90.5% |
| Admin fee / account holder | $219 | $592-62.9% | $7,686-97.1% | $433-49.4% |