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| Provider | Service type | Compensation |
|---|---|---|
PARK AVENUE SECURITIES LLC6 years Filed as: PARK AVENUE SECURITIES, LLC Service code 15 · EIN 13-4023176 | Recordkeeping | $62,496 |
FI401K ADVISORS LLC5 years Filed as: FI401K ADVISORS, LLC Service code 15 · EIN 38-3921891 | Recordkeeping | $4,400 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $2,010 |
ADP BROKER-DEALER6 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,050 | $101,653+67.3% | $147,080+15.6% | $74,459+128.4% |
| Participation rate | 97.5% | 75.6%+21.9pp | 82.2%+15.3pp | 67.2%+30.3pp |
| Annual return | 14.21% | 8754.98%-8740.8pp | 420.17%-406.0pp | 1369.70%-1355.5pp |
| Employer contribution / active EE | $4,927 | $3,813+29.2% | $4,933-0.1% | $2,626+87.6% |
| Participant deferral / active EE | $11,864 | $7,304+62.4% | $8,066+47.1% | $4,350+172.8% |
| Admin fee / account holder | $338 | $1,752-80.7% | $12,989-97.4% | $1,945-82.6% |