Filings through .
Filed December 3, 2020
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $68,875 |
MERCER5 years Filed as: JP MORGAN CHASE MERCER INVESTMENTS, Service code 28 · EIN 30-0282430 | Investment Management | $48,736 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
15 funds of $250K or more; 14 lines in all, holding $17.2M of the plan's $20.2M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: Vanguard Target Retirement, mutual fund, 53% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $9.1M | 52.7% |
| John Hancock Disciplined Value Fund Class R6 John Hancock (Manulife) · Mutual fund | $1.8M | 10.4% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.8M | 10.2% |
| T. Rowe Price Blue Chip Growth Fund, Inc. T. Rowe Price Blue Chip Growth Fund-I Class T. Rowe Price · Mutual fund | $1.0M | 6.1% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $742K | 4.3% |
| Neuberger Quality Equity Fund Class R6 Neuberger Berman · Mutual fund | $631K | 3.7% |
| Metropolitan West Total Rturn Bd P TCW · Other | $563K | 3.3% |
| William Blair Small-Mid Cap Growth Fund Class R6 William Blair · Mutual fund | $440K | 2.6% |
| Vanguard Target Retirement N/R Vanguard · Mutual fund | $246K | 1.4% |
| Goldman Sachs Small Cap Value Fund Institutional Goldman Sachs · Mutual fund | $232K | 1.3% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.