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| Provider | Service type | Compensation |
|---|---|---|
AVANTAX ADVISORY SERVICES3 years Filed as: AVANTAX PLANNING PARTNERS Service code 15 · EIN 42-1447865 2355 JFK ROAD · DUBUQUE, IA 52001 | Recordkeeping | $73,079 |
15 funds of $250K or more; 19 lines in all, holding $14.0M of the plan's $14.0M. From the 2025 filing. Recordkeeper: Avantax Advisory Services.
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.0M | 14.2% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.7M | 12.3% |
| American Funds Washington Mutual R6 Capital Group · Mutual fund | $1.6M | 11.1% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.3M | 9.6% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $1.3M | 9.5% |
| Fidelity Inter Index Fund Fidelity (FMR) · Mutual fund Index | $1.0M | 7.2% |
| BlackRock Strategic Opportunities Fund BlackRock · Mutual fund | $610K | 4.4% |
| Fidelity Advisor Focused Emerging Markets Fund Fidelity (FMR) · Mutual fund | $609K | 4.4% |
| Blackrock MID CAP Growth Equity Portfolio Institutional BlackRock · Mutual fund | $584K | 4.2% |
| Avantis U.S. Small Cap Value Fund American Century · Mutual fund | $574K | 4.1% |
Added 1 fund, dropped 2 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighCohen & Steers Preferred Sec & Inc Mutual Fund to American Funds Washington Mutual R6 | $339K to $1.6M |
| DroppedVanguard Equity Income Fund Admiral Shares | $1.1M |
| AddedFidelity Inter Index Fund | $1.0M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.