Filings through .
Filed July 27, 2023
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $113,655 |
ADP BROKER-DEALER9+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
9 funds of $250K or more; 15 lines in all, holding $7.9M of the plan's $8.1M. From the 2024 filing. Recordkeeper: ADP.
Target-date series: T. Rowe Price Retirement, mutual fund, 81% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 13 vintages | $6.4M | 80.8% |
| Vanguard Large-Cap Index Fund Vanguard · Mutual fund Index | $394K | 5.0% |
| JPMorgan Equity Income Fund JPMorgan · Mutual fund | $230K | 2.9% |
| Vanguard Small-Cap Index Fund Vanguard · Mutual fund Index | $145K | 1.8% |
| Voya Large Cap Growth Portfolio Voya · Mutual fund | $131K | 1.6% |
| Nomura Small Cap Core Fund Macquarie / Nomura · Mutual fund | $117K | 1.5% |
| Fed Hermes U.S. Treasury Manager not matched · Mutual fund | $98K | 1.2% |
| Dodge & Cox Income Fund Dodge & Cox · Mutual fund | $94K | 1.2% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $92K | 1.2% |
| American Balanced Fund Capital Group · Mutual fund | $55K | 0.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.