Filings through .
Filed August 5, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $85,219 |
GENEOS WEALTH MANAGEMENT INC2 years Service code 49 · EIN 02-0580939 | Other Services | $44,038 |
NOVA 401(K) ASSOCIATES2 years Service code 13 · EIN 20-1181458 | Contract Administrator | $8,931 |
16 funds of $250K or more; 32 lines in all, holding $19.9M of the plan's $20.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 76% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $15.1M | 75.8% |
| MFS International Intrinsic Equity Fund R6 MFS (Sun Life) · Mutual fund | $756K | 3.8% |
| Nuveen Large Cap Growth Index Fund Class R6 TIAA (Nuveen) · Mutual fund Index | $683K | 3.4% |
| Shwab S&P 500 Index Fund Manager not matched · Mutual fund Index | $556K | 2.8% |
| Vanguard Strategic Equity Fund Investor Shares Vanguard · Mutual fund | $462K | 2.3% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $392K | 2.0% |
| Columbia Global Tech Gr I3 Ameriprise (Columbia Threadneedle) · Mutual fund | $392K | 2.0% |
| T. Rowe Price All Caps Opps T. Rowe Price · Mutual fund | $344K | 1.7% |
| Vanguard Energy Index Fund Admiral Shares Vanguard · Mutual fund Index | $147K | 0.7% |
| Franklin Dynatech Fund Class R6 Franklin Templeton · Mutual fund | $137K | 0.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.