Retirement plan

ET WORKS RETIREMENT PLAN

Name: ET WORKS, LLC EQUIPMENT TECHNOLOGIES - ET WORKS RETIREMENT PLAN (2015) Form 5500
Creator: ET WORKS, LLC EQUIPMENT TECHNOLOGIES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ET WORKS RETIREMENT PLAN, ET WORKS, LLC EQUIPMENT TECHNOLOGIES

ET WORKS, LLC EQUIPMENT TECHNOLOGIESEIN 20-3319298Plan #001PY 2015

2201 HANCEL PARKWAY - MOORESVILLE, IN 461588297317-834-4500LinkedIn51-200 employeesmachinery

Prospect flagsLow participationLow assets / participant

How to read this page

Total assets (EOY)

$2.6M

No prior year

Total participants

175

No prior year

Average account balance

$20,612

No prior year

Annual return

0.46%

No prior year

Benchmarks

See 3,906 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort3,906 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.09M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$64K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

158

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.12M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+25.80%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$464

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: GREAT WEST LIFE INS COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$22,323
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS Service code 55 1 NORTH JEFFERSON AVENUE · ST. LOUIS, MO 63103	Other Commissions	$8,603
KATZ, SAPPER & MILLER1+ years Filed as: KSM BUSINESS SERVICES Service code 13 · EIN 35-2123203 800 E 96TH STREET · INDIANAPOLIS, IN 46240	Contract Administrator	$2,700
KATZ, SAPPER & MILLER1+ years Filed as: KSM BUSINESS SERVICES, INC. Service code 13	Contract Administrator	$2,616

Plan features & details

Pension benefit codes2E2H2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$21K

$134 / participant

Other / not subdivided$21K100.0%

% of EOY assets

0.801%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WEISERMAZARS LLP
Auditor EIN: 131459550
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$20,612

$54,320-62.1%

$67,653-69.5%

$52,331-60.6%

Participation rate

69.2%

73.6%-4.4pp

75.7%-6.4pp

68.1%+1.1pp

Annual return

0.46%

6.81%-6.3pp

6625.22%-6624.8pp

4.54%-4.1pp

Employer contribution / active EE

$441

$1,544-71.5%

$2,266-80.5%

$1,882-76.6%

Participant deferral / active EE

$2,556

$2,950-13.4%

$3,560-28.2%

$3,022-15.4%

Admin fee / account holder

$165

$527-68.6%

$4,821-96.6%

$592-72.1%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: GREAT WEST LIFE INS COMPANY

Service code 64 · EIN 84-0467907

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$22,323

WELLS FARGO BANK, N.A.1+ years

Filed as: WELLS FARGO ADVISORS

Service code 55

1 NORTH JEFFERSON AVENUE · ST. LOUIS, MO 63103

Other Commissions

$8,603

KATZ, SAPPER & MILLER1+ years

Filed as: KSM BUSINESS SERVICES

Service code 13 · EIN 35-2123203

800 E 96TH STREET · INDIANAPOLIS, IN 46240

Contract Administrator

$2,700

KATZ, SAPPER & MILLER1+ years

Filed as: KSM BUSINESS SERVICES, INC.

Service code 13

Contract Administrator

$2,616

ET WORKS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ET WORKS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion