Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 8-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER8 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $41,484 |
OCONNOR DAVIES,4 years Service code 15 · EIN 27-1728945 | Recordkeeping | $30,000 |
ADP BROKER-DEALER9+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Filed as: MML INVESTOR SERVICES, LLC Service code 49 65 LASALLE RD · WEST HARTFORD, CT 06107 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
Sign up free to preview 1 reportable transaction
Free accounts unlock saves, downloads, and 3-year history.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,523 | $31,741-54.2% | $56,025-74.1% | $200,096-92.7% |
| Participation rate | 9.3% | 32.3%-23.1pp | 52.5%-43.3pp | 72.0%-62.8pp |
| Annual return | 11.50% | 14.72%-3.2pp | 1712.69%-1701.2pp | 34.26%-22.8pp |
| Employer contribution / active EE | $0 | $508-100.0% | $1,042-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $441 | $1,184-62.8% | $1,955-77.5% | $5,090-91.3% |
| Admin fee / account holder | $231 | $426-45.7% | $2,828-91.8% | $269-14.1% |