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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH-EPS Service code 26 · EIN 13-5674085 | Advisory (Participants) | $52,299 |
Filed as: MERRILL LYNCH-FAS Service code 26 · EIN 13-5674085 | Advisory (Participants) | $48,852 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $12,790 |
Filed as: THE PARAGON ALLIANCE GROUP LLC Service code 14 PO BOX 24926 · NEW YORK, NY 100874926 | Plan Administrator | $11,900 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,257 | $122,128-51.5% | $147,117-59.7% | $200,096-70.4% |
| Participation rate | 97.8% | 78.2%+19.6pp | 82.2%+15.6pp | 72.0%+25.8pp |
| Annual return | 21.83% | 30.58%-8.7pp | 420.54%-398.7pp | 34.26%-12.4pp |
| Employer contribution / active EE | $2,285 | $4,093-44.2% | $4,932-53.7% | $3,038-24.8% |
| Participant deferral / active EE | $9,569 | $8,484+12.8% | $8,065+18.7% | $5,090+88.0% |
| Admin fee / account holder | $145 | $180-19.1% | $12,993-98.9% | $269-46.1% |