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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 50 · EIN 33-0818667 | Direct Payment | $35,487 |
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $20,808 |
SIKICH LLP2 years Filed as: SIKICH CPA LLC Service code 10 333 JOHN CARLYLE STREET · ALEXANDRIA, VA 22314 | Accounting | $18,900 |
25 funds of $250K or more; 23 lines in all, holding $75.6M of the plan's $77.0M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: Vanguard Target Retirement, mutual fund, 65% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $49.2M | 65.2% |
| Invesco Stable Value Fund Invesco · Stable value Stable value | $7.3M | 9.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $6.5M | 8.6% |
| Vanguard Growth Index Fund Investor Shares Vanguard · Mutual fund Index | $2.3M | 3.0% |
| Janus Henderson Global Technology and Innovation Fund Class N Janus Henderson · Mutual fund | $1.8M | 2.4% |
| Vanguard Growth and Income Fund Investor Shares Vanguard · Mutual fund | $1.5M | 2.0% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.3M | 1.7% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 1.5% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $957K | 1.3% |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $877K | 1.2% |
Added 1 fund, dropped 16 funds, likely replaced 1 fund. Changed share class on 3 funds.
| Fund | Year-end value |
|---|---|
| AddedVanguard Target Retirement 2030 Fund Investor Shares | $49.2M |
| ReplacedHighiShares S&P 500 Index Fund Institutional Shares to Fidelity 500 Index Fund | $6.7M to $6.5M |
| DroppedVanguard Growth and Income Fund GM | $4.5M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 3 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.