Filings through .
Filed November 3, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $176,596 |
USI INSURANCE SERVICES LLC8 years Filed as: USI SECURITIES INC Service code 49 · EIN 06-1493970 | Other Services | $14,346 |
REVERE ASSET MANAGEMENT INC4 years Service code 26 · EIN 27-1650711 | Advisory (Participants) | $7,239 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
SHANER HOTEL HOLDINGS8 years Service code 49 · EIN 16-1379569 | Other Services | $0 |
17 funds hold $32.1M of the plan's $35.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 61% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $19.5M | 60.7% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $4.9M | 15.3% |
| Registered Investment Company T. Rowe Price Funds T. Rowe Price · Mutual fund | $1.6M | 5.0% |
| Pooled Separate Accounts Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $1.4M | 4.3% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $1.3M | 4.1% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $817K | 2.5% |
| Principal Life Insurance Company Prin MidCap Sep Acct-Z Principal · Insurance contract Recordkeeper's own fund | $680K | 2.1% |
| Prin Core Plus Bond Sep Acct-Z Principal · Insurance contract Recordkeeper's own fund | $449K | 1.4% |
| Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $249K | 0.8% |
| PIMCO Real Return Fund Institutional PIMCO (Allianz) · Mutual fund | $237K | 0.7% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedPooled Separate Accounts Principal | $3.0M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.