Retirement plan

FELDMAN, KLEIDMAN,COFFEY, SAPPE & REGENBAUM LLP 401K PLAN & TRUST

Name: FELDMAN, KLEIDMAN,COFFEY,SAPPE & REGENBAUM LLP - FELDMAN, KLEIDMAN,COFFEY, SAPPE & REGENBAUM LLP 401K PLAN & TRUST (2015) Form 5500
Creator: FELDMAN, KLEIDMAN,COFFEY,SAPPE & REGENBAUM LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, FELDMAN, KLEIDMAN,COFFEY, SAPPE & REGENBAUM LLP 401K PLAN & TRUST, FELDMAN, KLEIDMAN,COFFEY,SAPPE & REGENBAUM LLP

FELDMAN, KLEIDMAN,COFFEY,SAPPE & REGENBAUM LLPEIN 14-1678617Plan #001PY 2015

995 MAIN STREET, PO BOX A - FISHKILL, NY 12524845-897-5199fkcs.lawLinkedIn11-50 employeeslaw practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$5.7M

No prior year

Total participants

No prior year

Average account balance

$179,451

No prior year

Annual return

0.08%

No prior year

Benchmarks

See 103,910 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort103,910 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$12.29M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$397K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

134.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$483K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.70%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$3887

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$17K

$789 / participant

Other / not subdivided$17K100.0%

% of EOY assets

0.302%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$179,451

$127,386+40.9%

$115,037+56.0%

$125,388+43.1%

Participation rate

100.0%

84.2%+15.8pp

81.4%+18.6pp

83.2%+16.8pp

Annual return

0.08%

31.28%-31.2pp

26.14%-26.1pp

282.24%-282.2pp

Employer contribution / active EE

$9,982

$5,166+93.2%

$4,608+116.6%

$4,866+105.1%

Participant deferral / active EE

$7,022

$6,423+9.3%

$6,026+16.5%

$5,352+31.2%

Admin fee / account holder

$542

$9,516-94.3%

$8,175-93.4%

$9,541-94.3%

FELDMAN, KLEIDMAN,COFFEY, SAPPE & REGENBAUM LLP 401K PLAN & TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

FELDMAN, KLEIDMAN,COFFEY, SAPPE & REGENBAUM LLP 401K PLAN & TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion