Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
FEDERATED HERMES10+ years Filed as: FEDERATED SECURITIES INC. Service code 49 · EIN 22-1901152 | Other Services | $79,949 |
EISNER ADVISORY GROUP LLC2 years Service code 49 · EIN 87-1353108 | Other Services | $16,336 |
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $4,572 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
31 funds of $250K or more; 46 lines in all, holding $46.1M of the plan's $48.3M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 46% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $21.2M | 46.0% |
| LargeCap S&P 500 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $5.0M | 10.9% |
| Insurance Company General Contract, AT Contract Value Tiaa Traditional Annuity Account - Benefit Responsive TIAA (Nuveen) · Insurance contract | $4.5M | 9.7% |
| T.Rowe Price Bl Chip Gr R Fd T. Rowe Price · Mutual fund | $1.4M | 2.9% |
| International Equity Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $1.4M | 2.9% |
| Columbia Dividend Income A Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $1.3M | 2.9% |
| Prin SmCap S&P 600 Index R5 Fund Principal · Mutual fund IndexRecordkeeper's own fund | $1.0M | 2.2% |
| S&P 500 Index Account Class R1 TIAA (Nuveen) · Mutual fund Index | $931K | 2.0% |
| Prin MidCap S&P 400 Index R5 Fd Manager not matched · Other Index | $886K | 1.9% |
| Growth Account Class R1 TIAA (Nuveen) · Mutual fund | $781K | 1.7% |
Added 1 fund, dropped 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| AddedInternational Equity Index Fund R-5 | $1.4M |
| Share class changeSmallCap S&P 600 Index Fund R-4 to Prin SmCap S&P 600 Index R5 Fund | $977K to $1.0M |
| DroppedMidCap S&P 400 Index Fund R-4 | $814K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.