Filings through .
Filed November 16, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $166,554 |
WELLS FARGO BANK, N.A.6 years Filed as: WELLS FARGO ADVISORS FIN NETWORK Service code 27 · EIN 48-1305000 | Advisory (Plan) | $57,527 |
Filed as: PARK AVENUE SECURITIES Service code 27 · EIN 13-4023176 | Advisory (Plan) | $11,192 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
30 funds of $250K or more; 31 lines in all, holding $50.3M of the plan's $51.0M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 49% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $24.7M | 49.1% |
| Pooled Separate Accounts Principal Principal · Separate account Recordkeeper's own fund | $8.3M | 16.6% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.8M | 7.5% |
| New Economy Fund Capital Group · Mutual fund | $1.3M | 2.6% |
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $1.2M | 2.3% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $883K | 1.8% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $882K | 1.8% |
| JPMorgan U.S. Research Enhanced Equity Fund JPMorgan · Mutual fund | $816K | 1.6% |
| New Perspective Fund Capital Group · Mutual fund | $798K | 1.6% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $769K | 1.5% |
Added 2 funds, dropped 1 fund, likely replaced 1 fund. Changed share class on 7 funds.
| Fund | Year-end value |
|---|---|
| ReplacedHighVanguard LifeStrategy 80/20 Fund Investor Shares to Pooled Separate Accounts Principal | $643K to $8.3M |
| Share class changeVanguard Growth Index Fund Investor Shares to Vanguard Growth Index Fund Admiral Shares | $4.0M to $3.8M |
| Share class changeVanguard Developed Markets Index Fund Investor Shares to Vanguard Developed Markets Index Fund Admiral Shares | $485K to $883K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.