Filings through .
Filed June 27, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CADARET GRANT & CO INC6 years Filed as: CADARET, GRANT AND CO, INC Service code 27 100 MADISON ST · SYRACUSE, NY 13202 | Advisory (Plan) | $57,343 |
ASCENSUS LLC6 years Service code 15 · EIN 11-3665754 | Recordkeeping | $15,499 |
18 funds of $250K or more; 25 lines in all, holding $16.7M of the plan's $17.8M. From the 2025 filing. Recordkeeper: Ascensus.
Target-date series: American Funds Target Date, mutual fund, 19% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 7 vintages | $3.2M | 19.2% |
| SPDR S&P 500 ETF Trust State Street (SSgA) · Collective trust Index | $2.2M | 13.0% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.8M | 10.5% |
| Nomura Science And Technology Instl Manager not matched · Other | $1.7M | 10.4% |
| American Funds Growth Fund of Amer R6 Capital Group · Mutual fund | $1.2M | 7.3% |
| Invesco Rising Dividends Fund Class R6 Invesco · Mutual fund | $970K | 5.8% |
| Janus Henderson Enterprise Fund Class N Janus Henderson · Mutual fund | $924K | 5.5% |
| Hodges Small Cap Growt Retail Manager not matched · Other | $790K | 4.7% |
| Thornburg Global Opportunities Fund - Class R6 Thornburg · Mutual fund | $449K | 2.7% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $449K | 2.7% |
Moved 1 fund from mutual fund to collective trust.
| Fund | Year-end value |
|---|---|
| Mutual fund to collective trustSPDR Portfolio S&P 500 ETF to SPDR S&P 500 ETF Trust | $2.0M to $2.2M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.