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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $54,367 |
Filed as: MML INVESTORS SERVICES LLC Service code 27 · EIN 04-1590850 | Advisory (Plan) | $39,393 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
22 funds of $250K or more; 30 lines in all, holding $23.6M of the plan's $24.0M. From the 2024 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: BlackRock LifePath Index, mutual fund, 39% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 8 vintages | $9.1M | 38.6% |
| MFS Massachusetts Invs Gr Stk R6 MFS (Sun Life) · Mutual fund | $2.3M | 9.6% |
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund Index | $2.0M | 8.4% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $1.9M | 7.9% |
| Guaranteed Investment Contract Transamerica Financial Life Insurance Company Transamerica (Aegon) · Insurance contract Recordkeeper's own fund | $1.7M | 7.1% |
| American Funds American Mtl R6 Capital Group · Mutual fund | $1.6M | 6.8% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $670K | 2.8% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $625K | 2.6% |
| Invesco Discv Mid Cap Gr R6 Invesco · Mutual fund | $471K | 2.0% |
| Vanguard LifeStrategy 60/40 Fund Investor Shares Vanguard · Mutual fund | $432K | 1.8% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.