Filings through .
Filed March 16, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $14,843 |
CREATIVE PLANNING LLC1+ years Filed as: CREATIVE PLANNING, LLC Service code 26 · EIN 84-4519624 | Advisory (Participants) | $0 |
5 funds of $250K or more; 16 lines in all, holding $3.8M of the plan's $3.8M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Fidelity Freedom Index, mutual fund, 7% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LargeCap S&P 500 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $1.4M | 38.4% |
| State Street World Developed ex-US Index Fund - Class II State Street (SSgA) · Collective trust Index | $479K | 12.7% |
| State Street U.S. Bond Index Securities Lending Series XIV State Street (SSgA) · Mutual fund Index | $306K | 8.1% |
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 8 vintages | $281K | 7.4% |
| Principal MidCap S&P 400 Index Separate Account-NE Principal · Separate account IndexRecordkeeper's own fund | $280K | 7.4% |
| State Street Emerging Markets Index SL II Fund State Street (SSgA) · Mutual fund Index | $267K | 7.1% |
| Principal SmallCap S&P 600 Index Separate Account-NE Principal · Separate account IndexRecordkeeper's own fund | $240K | 6.4% |
| Stable Value Fixed Income CIT Class 1 Manager not matched · Stable value Stable value | $212K | 5.6% |
| AB US Large Cap Growth CIT (W Series) Class L AllianceBernstein · Collective trust | $110K | 2.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $52K | 1.4% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.