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| Provider | Service type | Compensation |
|---|---|---|
EQUITABLE ADVISORS LLC6 years Filed as: EQUITABLE LIFE INSURANCE CO Service code 15 · EIN 20-3627707 | Recordkeeping | $54,798 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,394 | $88,137-42.8% | $164,975-69.5% | $74,429-32.3% |
| Participation rate | 70.1% | 73.1%-3.1pp | 78.6%-8.6pp | 67.2%+2.8pp |
| Annual return | 14.35% | 17.13%-2.8pp | 70.12%-55.8pp | 1368.38%-1354.0pp |
| Employer contribution / active EE | $0 | $2,597-100.0% | $4,343-100.0% | $2,625-100.0% |
| Participant deferral / active EE | $4,677 | $4,501+3.9% | $6,033-22.5% | $4,348+7.6% |
| Admin fee / account holder | $326 | $2,231-85.4% | $12,688-97.4% | $1,944-83.2% |