Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $48,724 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
14 funds of $250K or more; 23 lines in all, holding $14.4M of the plan's $15.2M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 44% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Separate account Target-date, 13 vintagesRecordkeeper's own fund | $6.4M | 44.5% |
| Principal LargeCap S&P 500 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $3.1M | 21.8% |
| Principal Equity Income Separate Account-Z Principal · Separate account Recordkeeper's own fund | $733K | 5.1% |
| Principal Life Guaranteed Interest Account Z Class 5 year Principal · Insurance contract Recordkeeper's own fund | $700K | 4.9% |
| Principal Diversified International Separate Account - Z Principal · Separate account Recordkeeper's own fund | $604K | 4.2% |
| Principal MidCap Separate Account - Z Principal · Separate account Recordkeeper's own fund | $424K | 2.9% |
| Principal MidCap Value I Separate Account-Z Principal · Separate account Recordkeeper's own fund | $399K | 2.8% |
| Principal Capital Appreciation Separate Account-Z Principal · Separate account Recordkeeper's own fund | $311K | 2.2% |
| Principal Liquid Assets Sep Acct-Z Principal · Money market Recordkeeper's own fund | $273K | 1.9% |
| Principal U.S. Property Separate Account-Z Principal · Separate account Recordkeeper's own fund | $235K | 1.6% |
Added 7 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPrincipal LargeCap S&P 500 Index Separate Account-Z | $3.1M |
| AddedPrincipal Equity Income Separate Account-Z | $733K |
| AddedPrincipal Diversified International Separate Account - Z | $604K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.