Filings through .
Filed January 27, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP7+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $72,447 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
25 funds of $250K or more; 16 lines in all, holding $65.6M of the plan's $65.7M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 33% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $21.4M | 32.7% |
| Vanguard Institutional Index Fund Institutional Shares Vanguard · Mutual fund Index | $18.5M | 28.2% |
| Vanguard Extended Market Index Fund Investor Shares Vanguard · Mutual fund Index | $5.1M | 7.7% |
| Harbor Capital Appreciation Trust Harbor Capital · Collective trust | $4.6M | 7.1% |
| Galliard Managed Income Fund MC Fund Allspring · Stable value Stable value | $4.1M | 6.3% |
| Boston Partners Large Cap Value Equity Fund Boston Partners · Collective trust | $2.7M | 4.1% |
| William Blair International Growth CIT William Blair · Collective trust | $1.6M | 2.4% |
| TCW Metwest Total Return Bond Fund TCW · Mutual fund | $1.5M | 2.3% |
| Victory Integrity Small-Cap Value Fund Victory Capital · Mutual fund | $1.4M | 2.1% |
| maturity date, rate of interest, collateral, par or maturity value Harbor Small Cap Growth Fund Harbor Capital · Mutual fund | $1.3M | 2.0% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.