Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS11+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $65,949 |
FIDUCIENT ADVISORS LLC4 years Service code 27 · EIN 36-4001764 | Advisory (Plan) | $22,182 |
CLIFTONLARSONALLEN LLP2 years Service code 10 · EIN 03-9606443 | Accounting | $14,175 |
NATIONAL FINANCIAL SERVICES11+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
18 funds of $250K or more; 12 lines in all, holding $42.3M of the plan's $42.9M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: Vanguard Target Retirement, mutual fund, 17% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Harbor Capital Appreciation CIT R Harbor Capital · Collective trust | $10.5M | 24.7% |
| Vanguard Institutional Index Fund Institutional Shares Vanguard · Mutual fund Index | $9.7M | 22.9% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $7.2M | 17.0% |
| Transamerica Guaranteed Investment Option Transamerica (Aegon) · Insurance contract Recordkeeper's own fund | $3.6M | 8.6% |
| Dodge & Cox Income Fund Dodge & Cox · Mutual fund | $2.8M | 6.7% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.3M | 5.4% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.1M | 5.0% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $1.5M | 3.5% |
| Vanguard Total International Stock Index Fund Investor Shares Vanguard · Mutual fund Index | $1.1M | 2.6% |
| Vanguard Total Bond Market Index Fund Investor Shares Vanguard · Mutual fund Index | $974K | 2.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.