Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $187,426 |
REGIONS BANK7 years Service code 27 · EIN 63-0371391 | Advisory (Plan) | $93,026 |
BAKER NEWMAN NOYES2 years Filed as: BAKER NEWMAN NOYES LLC Service code 10 · EIN 01-0494526 | Accounting | $25,700 |
28 funds of $250K or more; 19 lines in all, holding $153M of the plan's $154M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 62% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 13 vintages | $95.3M | 62.3% |
| Principal Large Cap S&P 500 Index Principal · Separate account IndexRecordkeeper's own fund | $15.0M | 9.8% |
| Fidelity OTC Portfolio Fidelity (FMR) · Mutual fund | $13.3M | 8.7% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund | $3.7M | 2.4% |
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $3.4M | 2.2% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.7M | 1.8% |
| Principal SmallCap S&P 600 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $2.2M | 1.4% |
| Invesco Comstock Fund Class R6 Invesco · Mutual fund | $2.1M | 1.3% |
| Principal Mid Cap S&P 400 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $1.8M | 1.2% |
| Vanguard Explorer Fund Admiral Shares Vanguard · Mutual fund | $1.8M | 1.2% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.