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| Provider | Service type | Compensation |
|---|---|---|
NORTHWESTERN MUTUAL INVESTMENT SERV10+ years Service code 27 720 EAST WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Plan) | $19,924 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,262 | $29,507+50.0% | $56,025-21.0% | $77,762-43.1% |
| Participation rate | 35.1% | 32.7%+2.4pp | 52.5%-17.4pp | 70.6%-35.5pp |
| Annual return | 11.67% | 18.90%-7.2pp | 1712.69%-1701.0pp | 31.27%-19.6pp |
| Employer contribution / active EE | $474 | $570-16.8% | $1,042-54.5% | $2,728-82.6% |
| Participant deferral / active EE | $1,867 | $1,062+75.9% | $1,955-4.5% | $4,651-59.8% |
| Admin fee / account holder | $251 | $1,041-75.9% | $2,828-91.1% | $433-42.0% |