Filed December 21, 2016 (most recent of 2 filings on file)
Total covered: 6 employees
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC Service code 27 PO BOX 509026 · SAN DIEGO, CA 921509026 | Advisory (Plan) | $33,599 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,658 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,947 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,500 | $33,745+11.1% | $64,105-41.5% | $55,191-32.1% |
| Participation rate | 96.2% | 59.4%+36.9pp | 68.2%+28.1pp | 69.2%+27.1pp |
| Annual return | -1.18% | 4.95%-6.1pp | 791.24%-792.4pp | 10.78%-12.0pp |
| Employer contribution / active EE | $951 | $641+48.3% | $1,820-47.8% | $1,899-49.9% |
| Participant deferral / active EE | $3,284 | $1,929+70.2% | $2,822+16.4% | $3,046+7.8% |
| Admin fee / account holder | $97 | $94+3.1% | $4,499-97.8% | $91+7.1% |