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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $20,337 |
OSAIC WEALTH INC1 year Filed as: OSAIC WEALTH, INC. Service code 26 · EIN 93-0987232 10 EXCHANGE PLACE SUITE 1410 · JERSEY CITY, NJ 07302 | Advisory (Participants) | $16,514 |
4 funds of $250K or more; 26 lines in all, holding $4.4M of the plan's $4.4M. From the 2025 filing. Recordkeeper: John Hancock (Manulife).
Target-date series: T. Rowe Price Retirement, mutual fund, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 11 vintages | $2.9M | 66.0% |
| Multimanager Lifestyle Balanced Portfolio John Hancock (Manulife) · Mutual fund Recordkeeper's own fund | $266K | 6.1% |
| John Hancock American Balanced Fund John Hancock (Manulife) · Mutual fund Recordkeeper's own fund | $211K | 4.8% |
| Blue Chip Growth Fund John Hancock (Manulife) · Mutual fund Recordkeeper's own fund | $145K | 3.3% |
| T. Rowe Price Science & Technology Fund, Inc. T. Rowe Price · Mutual fund | $110K | 2.5% |
| Carillon Eagle Mid Cap Growth Fund Raymond James · Mutual fund | $105K | 2.4% |
| Pgim Total Return Bond Fund Prudential (PGIM) · Mutual fund | $99K | 2.2% |
| Financial Industries Fund John Hancock (Manulife) · Mutual fund Recordkeeper's own fund | $78K | 1.8% |
| John Hancock Northern Small Cap Value Fund John Hancock (Manulife) · Mutual fund Recordkeeper's own fund | $76K | 1.7% |
| T. Rowe Price Health Sciences Fund T. Rowe Price · Mutual fund | $69K | 1.6% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.