WOODBURY FINANCIAL SERVICES
33 known aliases resolved via the canonical alias map
Market position · 2024
Plans served75-46 YoYRank #250 of mapped providers
Assets under administration$2.9B0.0%Market share · rank #2554
Fees received$838,390Median $7,448/planSum across Schedule C direct + indirect
Net wins YoY-439 won · 52 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical WOODBURY FINANCIAL SERVICES plan look like?
Service mix · median fees per plan
Count of plans where WOODBURY FINANCIAL SERVICES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 32 | $9,781 | |
Other commissions; Securities brokerage commissions and feesCode 55 | 20 | $2,737 | |
Other feesCode 99 | 8 | $9,768 | |
Investment advisory (participants); Investment advisory (plan)Code 26 | 6 | $7,159 | |
Other services; Other commissions; Other feesCode 49 | 4 | $9,270 | |
Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 2 | $6,091 | |
Insurance brokerage commissions and fees; Insurance agents and brokers; Insurance servicesCode 22 | 1 | $1,359 | |
Investment advisory (plan); Trustee (directed)Code 25 | 1 | $0 |
Competitor overlap
Percent of WOODBURY FINANCIAL SERVICES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under WOODBURY FINANCIAL SERVICES.
| Sponsor | From | Assets |
|---|---|---|
SONIFI SOLUTIONS, INC.SD · 460371161-001 | PRINCIPAL LIFE INSURANCE COMPANY | $95M |
TONIX PHARMACEUTICALS HOLDING CORP.NJ · 261434750-001 | (new plan) | $14M |
GULFSPAN INDUSTRIAL, LLCTX · 450910052-001 | COOK STREET CONSULTING | $11M |
VERMEER MOUNTAIN WEST INCAZ · 860647166-001 | (new plan) | $11M |
ATLAS NAVIGATORS, LLCCO · 472544071-001 | ASSETMARK RETIREMENT SERVICES, INC. | $9M |
DORAL CORPORATIONWI · 391164266-001 | (new plan) | $7M |
TECHNICAL ENGINEERING CONSULTANTSMI · 272887196-001 | (new plan) | $6M |
KANSAS BIG BROTHERS BIG SISTERS, INC.KS · 237056717-002 | ASCENSUS LLC | $2M |
Plans lost in 2024
Appeared last year under WOODBURY FINANCIAL SERVICES; not this year.
| Sponsor | To | Assets |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | RBC WEALTH MANAGEMENT | $384M |
AMY'S KITCHEN, INC.CA · 680154899-001 | OSAIC WEALTH INC | $141M |
CLOUDFLARE, INC.CA · 270805829-001 | STANDARD INSURANCE COMPANY | $120M |
WHEEL PROS, LLCCO · 270745738-001 | OSAIC WEALTH INC | $88M |
MINIAT HOLDINGS LLCIL · 463958921-003 | OSAIC WEALTH INC | $46M |
LEGACY PROFESSIONALS LLPIL · 320043599-001 | OSAIC WEALTH INC | $44M |
ACRISURE, LLCMI · 263554645-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $41M |
PINNACLE TECHNICAL RESOURCES, INC.TX · 752674696-001 | OSAIC WEALTH INC | $39M |
GEMMA POWER SYSTEMS, LLCCT · 061479207-001 | SMITH & HOWARD, PC | $35M |
NEW WINCUP HOLDINGS, INC.GA · 205897540-001 | OSAIC WEALTH INC | $26M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PLAN PROFESSIONALS, LLCNJ · 853213245-333 | $650M | 16,629 | $2,362 | 2y | 2 |
PLAN PROFESSIONALS, LLCNJ · 853213245-310 | $466M | 51,743 | $12,319 | 2y | 2 |
MERITON, LLCTX · 833801275-001 | $168M | 1,705 | $78,513 | 4y | 1 |
LA CLINICA DE LA RAZA, INC.CA · 941744108-001 | $96M | 1,553 | $16,667 | 10y | 2 |
SONIFI SOLUTIONS, INC.SD · 460371161-001 | $95M | 761 | $12,000 | 1y | - |
HO-CHUNK, INC.NE · 470784077-001 | $82M | 2,308 | $41,887 | 6y | - |
METROLINA GREENHOUSES, INC.NC · 561158337-001 | $73M | 923 | $0 | 4y | 1 |
ATLANTIC GENERAL HOSPITAL CORPMD · 521656507-001 | $72M | 1,256 | $40,713 | 10y | - |
OTTO CANDIES, LLCLA · 720399596-001 | $65M | 406 | $12,003 | 10y | 1 |
HOFFER PLASTICS CORPORATIONIL · 362347537-001 | $62M | 383 | $26,508 | 4y | - |
Flag exposure
85.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (33)
Raw Schedule C names collapsed into WOODBURY FINANCIAL SERVICES.
- WOODBURY
- WOODBURY FIANCIAL SERVCIES, INC.
- WOODBURY FIANCIAL SERVICES INC
- WOODBURY FIN SERVICES INC.
- WOODBURY FIN SEVCS INC.
- WOODBURY FIN SVCS INC
- WOODBURY FIN SVCS INC.
- WOODBURY FIN SVS INC
- WOODBURY FINAANCIAL SERVICES, INC.
- WOODBURY FINANCAIL SERVICES INC
- WOODBURY FINANCIAL
- WOODBURY FINANCIAL SE
- WOODBURY FINANCIAL SERIVCES INC
- WOODBURY FINANCIAL SERVCIES
- WOODBURY FINANCIAL SERVICE, INC.
- WOODBURY FINANCIAL SERVICEDS
- WOODBURY FINANCIAL SERVICES
- WOODBURY FINANCIAL SERVICES .00 INC
- WOODBURY FINANCIAL SERVICES IN
- WOODBURY FINANCIAL SERVICES INC
- WOODBURY FINANCIAL SERVICES INC.
- WOODBURY FINANCIAL SERVICES INC..
- WOODBURY FINANCIAL SERVICES,
- WOODBURY FINANCIAL SERVICES, INC
- WOODBURY FINANCIAL SERVICES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for WOODBURY FINANCIAL SERVICES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 2.67% | 7.76% | -5.10 pp |
| Fidelity bond gap | 4 | 5.33% | 26.94% | -21.61 pp |
| Late contributions | 27 | 36.00% | 1.71% | +34.29 pp |
| Failed to provide benefit | 2 | 2.67% | 0.14% | +2.53 pp |
| Corrective distributions | 21 | 28.00% | 1.76% | +26.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with WOODBURY FINANCIAL SERVICES. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).