VAUGHAN NELSON INVESTMENT MGMT
15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-4 YoYRank #2191 of mapped providers
Assets under administration$58.7B0.1%Market share · rank #315
Fees received$4MMedian $696,703/planSum across Schedule C direct + indirect
Net wins YoY-30 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical VAUGHAN NELSON INVESTMENT MGMT plan look like?
Service mix · median fees per plan
Count of plans where VAUGHAN NELSON INVESTMENT MGMT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Direct payment from the plan; Investment management fees paid directly by plan; Soft dollars commissionsCode 28 | 4 | $696,703 |
Competitor overlap
Percent of VAUGHAN NELSON INVESTMENT MGMT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under VAUGHAN NELSON INVESTMENT MGMT.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under VAUGHAN NELSON INVESTMENT MGMT; not this year.
| Sponsor | To | Assets |
|---|---|---|
QUAD/GRAPHICS, INC.WI · 391152983-003 | MARINER LLC | $2.1B |
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC.MA · 041045815-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $907M |
LABORERS LOCAL 157 PENSION FUNDNY · 146076460-001 | OCIO MONITOR | $84M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WALMART INC.AR · 710415188-003 | $50.8B | 1,970,230 | $3M | 6y | - |
THE PNC FINANCIAL SERVICES GROUP, INC.PA · 251435979-002 | $5.5B | 115,646 | $848,385 | 6y | - |
HESS CORPORATIONTX · 134921002-333 | $1.9B | 6,598 | $545,021 | 10y | - |
FINRADC · 530088710-001 | $535M | 2,254 | $115,865 | 10y | - |
Flag exposure
75.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into VAUGHAN NELSON INVESTMENT MGMT.
- VAUGHAN INSURANCE GROUP
- VAUGHAN NELSON
- VAUGHAN NELSON INV MANAGEMENT
- VAUGHAN NELSON INV MGMT LP
- VAUGHAN NELSON INV MGMT, LP
- VAUGHAN NELSON INVESTMENT
- VAUGHAN NELSON INVESTMENT MANAGEMEN
- VAUGHAN NELSON INVESTMENT MGMT
- VAUGHAN NELSON INVESTMENT MGMT LP
- VAUGHAN NELSON INVESTMENT MGMT, LP
- VAUGHAN NELSON INVESTMENT MGT, LP
- VAUGHN NELSON INVESTMENT MANAGER
- VAUGHN NELSON INVESTMENT MGMT
- VAUGHN NELSON INVESTMENT MGMT LP
- VAUGHN NELSON INVESTMENTS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for VAUGHAN NELSON INVESTMENT MGMT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with VAUGHAN NELSON INVESTMENT MGMT. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent