UNITED PLANNERS FINANCIAL SERVICES
21 known aliases resolved via the canonical alias map
Market position · 2024
Plans served30-4 YoYRank #535 of mapped providers
Assets under administration$531M0.0%Market share · rank #4964
Fees received$801,910Median $26,329/planSum across Schedule C direct + indirect
Net wins YoY-411 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical UNITED PLANNERS FINANCIAL SERVICES plan look like?
Service mix · median fees per plan
Count of plans where UNITED PLANNERS FINANCIAL SERVICES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 14 | $16,228 | |
Trustee (bank, trust company, or similar financial institution); Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Recordkeeping fees; Other feesCode 15 | 5 | $22,829 | |
Other commissionsCode 55 | 4 | $29,131 | |
Investment advisory (participants)Code 26 | 2 | $30,958 | |
Investment management; Shareholder servicing feesCode 28 | 2 | $35,447 | |
Securities brokerage; Investment management fees paid indirectly by plan; Securities brokerage commissions and feesCode 33 | 1 | $32,682 | |
Other services; Other feesCode 49 | 1 | $7,838 | |
Other feesCode 99 | 1 | $55,196 |
Competitor overlap
Percent of UNITED PLANNERS FINANCIAL SERVICES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under UNITED PLANNERS FINANCIAL SERVICES.
| Sponsor | From | Assets |
|---|---|---|
CONNER & WINTERS, LLPOK · 731388566-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $98M |
RESOURCING EDGE I, LLCTX · 463045894-333 | CBR MANAGEMENT SERVICES, INC. | $45M |
GEWALT-HAMILTON ASSOCIATES, INC.IL · 363426053-002 | (new plan) | $36M |
HUNTER CONTRACTING CO., INC.AZ · 860172434-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $24M |
ADVISORTRUST, INC.SD · 464091337-004 | PCS RETIREMENT, LLC | $23M |
CVB, INCUT · 201008736-001 | (new plan) | $21M |
DENNIS BEVERAGE COMPANYME · 010206333-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $8M |
CEDAR HEALTH GROUP LLCNJ · 851770735-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $5M |
FAMILY HEALTH CENTER OF SOUTHERN OKLAHOMA, INC.OK · 010667694-001 | NATIONWIDE | $4M |
DESERT READY MIX, LLCAZ · 465753072-001 | ADP BROKER-DEALER | $3M |
Plans lost in 2024
Appeared last year under UNITED PLANNERS FINANCIAL SERVICES; not this year.
| Sponsor | To | Assets |
|---|---|---|
MFA BENEFITS LLCNJ · 541278483-001 | STRATEGIC ADVISORS, INC. | $92M |
ENHANCE THERAPIESNJ · 223321058-001 | SYNOVUS TRUST COMPANY N.A. | $92M |
REMA HOLDINGS LLCNY · 843557193-001 | ELITE INSURANCE AGENCY INC | $40M |
TRYKO PARTNERS, LLCNJ · 270587208-001 | DAVIS WRIGHT TREMAINE | $33M |
OUTERSTUFF, LLCNJ · 222569503-001 | CAMBRIDGE INVESTMENT RESEARCH | $31M |
ATLAS HEALTHCARE, LLCNJ · 842084149-002 | PARKWOOD ASSOCIATES, INC. | $19M |
AUTUMN LAKE HEALTHCARE LLCNJ · 472007153-001 | CAMBRIDGE INVESTMENT RESEARCH | $17M |
JEFF BELZERS TODD CHEVROLET, INC.MN · 411385667-002 | UBS FINANCIAL SERVICES INC | $11M |
MIDWEST RECOVER-CARENY · 814145433-001 | PARKWOOD ASSOCIATES, INC. | $7M |
VYTEX CORPORATIONMD · 521566594-001 | (new plan) | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CONNER & WINTERS, LLPOK · 731388566-001 | $98M | 117 | $17,022 | 4y | 1 |
ONELEGACYCA · 953138799-001 | $48M | 678 | $58,859 | 9y | 1 |
RESOURCING EDGE I, LLCTX · 463045894-333 | $45M | 2,166 | $55,196 | 1y | 1 |
GEWALT-HAMILTON ASSOCIATES, INC.IL · 363426053-002 | $36M | 147 | $62,167 | 1y | 2 |
SYSTEMS TECHNOLOGY, INC.CA · 951957989-002 | $32M | 65 | $21,384 | 10y | - |
HUNTER CONTRACTING CO., INC.AZ · 860172434-001 | $24M | 775 | $34,370 | 1y | 1 |
ADVISORTRUST, INC.SD · 464091337-004 | $23M | 1,263 | $8,100 | 1y | 1 |
CVB, INCUT · 201008736-001 | $21M | 1,002 | $64,980 | 1y | 1 |
COMMONWEALTH BUSINESS BANKCA · 201779617-001 | $20M | 300 | $33,745 | 9y | - |
PROFED FEDERAL CREDIT UNIONIN · 350886187-001 | $16M | 199 | $31,601 | 4y | - |
Flag exposure
80.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (21)
Raw Schedule C names collapsed into UNITED PLANNERS FINANCIAL SERVICES.
- UNITED FINANCIAL SERVICES
- UNITED PLANNERS
- UNITED PLANNERS FIN SERV OFAM
- UNITED PLANNERS FIN SVCS OF AMER
- UNITED PLANNERS FIN SVCS OF AMER.
- UNITED PLANNERS FIN SVCS OF AMERICA
- UNITED PLANNERS FIN. SVCS.
- UNITED PLANNERS FINANCIAL
- UNITED PLANNERS FINANCIAL INC
- UNITED PLANNERS FINANCIAL SERV
- UNITED PLANNERS FINANCIAL SERVCIES
- UNITED PLANNERS FINANCIAL SERVICE
- UNITED PLANNERS FINANCIAL SERVICES
- UNITED PLANNERS FINANCIAL SVC
- UNITED PLANNERS FINANCIAL SVCS
- UNITED PLANNERS FINANCIAL SVCS OF A
- UNITED PLANNERS FINL SVCS OF AM
- UNITED PLANNERS FNCL SVCS
- UNITED PLANNERS FNCL SVCS OF AMERIC
- UNITED PLANNERS RETIREMENT GROUP
- UNITED PLANNERS' FINANCIAL SERVICES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for UNITED PLANNERS FINANCIAL SERVICES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 4 | 13.33% | 26.94% | -13.61 pp |
| Late contributions | 8 | 26.67% | 1.71% | +24.95 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 30.00% | 1.76% | +28.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with UNITED PLANNERS FINANCIAL SERVICES. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent