TRANSITION FINANCE STRATEGIES, LLC
25 known aliases resolved via the canonical alias map
Market position · 2024
Plans served89+14 YoYRank #226 of mapped providers
Assets under administration$11.9B0.0%Market share · rank #1020
Fees received$4MMedian $19,097/planSum across Schedule C direct + indirect
Net wins YoY+1224 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical TRANSITION FINANCE STRATEGIES, LLC plan look like?
Service mix · median fees per plan
Count of plans where TRANSITION FINANCE STRATEGIES, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Other investment fees and expenses; Other services; Contract AdministratorCode 13 | 26 | $18,838 | |
Recordkeeping feesCode 64 | 23 | $17,777 | |
Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Participant loan processingCode 15 | 22 | $29,307 | |
Other services; Other feesCode 49 | 9 | $3,186 | |
Plan Administrator; Direct payment from the planCode 14 | 5 | $61,735 | |
Consulting fees; Other fees; Accounting (including auditing); Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Consulting (pension)Code 10 | 1 | $18,439 | |
Recordkeeping fees; Consulting (general)Code 16 | 1 | $109,703 | |
Float revenueCode 62 | 1 | $26,420 |
Competitor overlap
Percent of TRANSITION FINANCE STRATEGIES, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under TRANSITION FINANCE STRATEGIES, LLC.
| Sponsor | From | Assets |
|---|---|---|
THE KENDALL GROUP EMPLOYEE STOCK OWNERSHIP PLANMI · 382023622-003 | (new plan) | $808M |
CHRISTIAN BROTHERS AUTOMOTIVE CORPORATIONTX · 760020837-002 | (new plan) | $135M |
SC&H GROUP, INC.MD · 205991824-001 | THE VANGUARD GROUP, INC. | $74M |
BLOUNT CONSTRUCTION COMPANY, INC.GA · 580670994-001 | MATRIX TRUST COMPANY | $63M |
SEACO NATIONAL CORP.GA · 581478160-002 | (new plan) | $50M |
FIRST STATE BANCORP, INC.MO · 431281074-003 | BANKERS TRUST COMPANY | $43M |
HIS COMPANY, INC.TX · 741697282-002 | (new plan) | $25M |
SHEBESTER-BECHTEL, INC.OK · 730977376-001 | PRINCIPAL LIFE INSURANCE COMPANY | $23M |
PILOT GROVE SAVINGS BANKIA · 420469990-001 | BCC ADVISORS | $17M |
CLOUDHQ LLCDC · 811726002-001 | (new plan) | $16M |
Plans lost in 2024
Appeared last year under TRANSITION FINANCE STRATEGIES, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
LARUSSO CONCRETE, INCOR · 203982326-002 | (new plan) | $24M |
NETWORK MEDICAL MANAGEMENT, INC.CA · 954472349-001 | OPPENHEIMER | $21M |
THE ALLOY ENGINEERING COMPANYOH · 340759537-003 | GREATBANC TRUST COMPANY | $13M |
THE DELAWARE NATIONAL BANK OF DELHINY · 150287160-003 | VOYA RETIREMENT INSURANCE & ANNUITY | $11M |
BELLESE TECHNOLOGIES, LLCMD · 264310124-001 | (new plan) | $6M |
ROSE INTERNATIONAL, INC.MO · 431634470-003 | (new plan) | $5M |
SECTEK, INC.VA · 341726791-003 | (new plan) | $1M |
CHESAPEAKE SPRINKLER COMPANY, INCMD · 521125115-003 | (new plan) | $137,218 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WAWA, INC.PA · 210515330-005 | $5.5B | 49,990 | $920,417 | 10y | - |
THE KENDALL GROUP EMPLOYEE STOCK OWNERSHIP PLANMI · 382023622-003 | $808M | 1,865 | $5,216 | 1y | - |
APPLIED RESEARCH ASSOCIATES, INC.NM · 850276434-003 | $606M | 2,360 | $112,776 | 9y | - |
AUSTIN INDUSTRIES, INC.TX · 751440225-003 | $527M | 12,367 | $315,517 | 9y | - |
LJA ENGINEERING, INC.TX · 760540328-003 | $493M | 2,824 | $47,933 | 9y | - |
KCI TECHNOLOGIES, INC.MD · 521604386-001 | $392M | 2,074 | $67,871 | 10y | - |
NIBCO INC.IN · 350552560-006 | $377M | 2,369 | $81,731 | 3y | - |
IMEG CONSULTANTS CORP.IL · 150284110-002 | $318M | 3,104 | $151,353 | 2y | - |
HOMETOWN COMMUNITY BANCORP, INC.IL · 364156822-002 | $200M | 730 | $45,086 | 10y | - |
GRAY, INC.KY · 610990547-002 | $177M | 1,757 | $77,399 | 7y | - |
Flag exposure
80.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (25)
Raw Schedule C names collapsed into TRANSITION FINANCE STRATEGIES, LLC.
- TRANSISITION FINANCE STRATEGIES LLC
- TRANSISTION FINANCE STRATEGIES, LLC
- TRANSITION FINANACE STRATEGIES, LLC
- TRANSITION FINANCCE STRATEGIES, LLC
- TRANSITION FINANCE
- TRANSITION FINANCE SERVICES
- TRANSITION FINANCE SRATEGIES LLC
- TRANSITION FINANCE STRATEGIES
- TRANSITION FINANCE STRATEGIES DBA
- TRANSITION FINANCE STRATEGIES LLC
- TRANSITION FINANCE STRATEGIES, BREA
- TRANSITION FINANCE STRATEGIES, INC
- TRANSITION FINANCE STRATEGIES, LLC
- TRANSITION FINANCE STRATEGIES, LLP
- TRANSITION FINANCE STRATEGIES,LLC
- TRANSITION FINANCE STRATEGIES/BREA
- TRANSITION FINANCIA STRATEGIES, LLC
- TRANSITION FINANCIAL SERVICES, LLC
- TRANSITION FINANCIAL STRATEGIES
- TRANSITION FINANCIAL STRATEGIES LLC
- TRANSITION FINANCIAL STRATEGIES,LLC
- TRANSITIONS FINANCE STRAGEGIES
- TRANSITIONS FINANCE STRATEGIES
- TRANSITIONS FINANCE STRATEGIES, LLC
- TRASITION FINANCE STRATEGIES LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for TRANSITION FINANCE STRATEGIES, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 10 | 11.24% | 7.76% | +3.47 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 1.12% | 1.71% | -0.59 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 3.37% | 1.76% | +1.61 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with TRANSITION FINANCE STRATEGIES, LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).