THOROUGHBRED FINANCIAL SERVICES LLC
7 known aliases resolved via the canonical alias map
Market position · 2024
Plans served7Rank #1647 of mapped providers
Assets under administration$1.0B0.0%Market share · rank #4051
Fees received$426,684Median $52,128/planSum across Schedule C direct + indirect
Net wins YoY+00 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical THOROUGHBRED FINANCIAL SERVICES LLC plan look like?
Service mix · median fees per plan
Count of plans where THOROUGHBRED FINANCIAL SERVICES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage commissions and fees; Securities brokerage; Account maintenance fees; Investment management fees paid directly by plan; Distribution (12b-1) fees; Investment advisory (participants); Other fees; Direct payment from the planCode 26 | 4 | $30,201 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 3 | $85,514 |
Competitor overlap
Percent of THOROUGHBRED FINANCIAL SERVICES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under THOROUGHBRED FINANCIAL SERVICES LLC.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under THOROUGHBRED FINANCIAL SERVICES LLC; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BRADLEY ARANT BOULT CUMMINGS LLPAL · 630243316-001 | $694M | 1,558 | $52,128 | 6y | 1 |
ADVANCED DIAGNOSTIC IMAGING, P.C. DBA ADVANCEDHEALTHTN · 620874165-053 | $165M | 2,857 | $202,209 | 8y | 1 |
HEALTHSTAR PHYSICIANS PCTN · 621612894-001 | $54M | 610 | $7,144 | 10y | - |
KELLER, SCHROEDER & ASSOCIATES, INCIN · 351550894-002 | $38M | 158 | $85,514 | 3y | - |
EVANSVILLE SURGICAL ASSOCIATES, INC.IN · 351171048-001 | $30M | 147 | $67,089 | 8y | 1 |
PREMIER ORTHOPAEDICS & SPORTS MEDICINE, P.L.C.GA · 621619606-001 | $18M | 136 | $8,273 | 9y | 1 |
ADVANCED BILLING CONSULTANTS, LLCTN · 853717795-001 | $3M | 194 | $4,327 | 4y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (7)
Raw Schedule C names collapsed into THOROUGHBRED FINANCIAL SERVICES LLC.
- THOROUGHBRED
- THOROUGHBRED FINANACIAL SERVICES
- THOROUGHBRED FINANCIAL
- THOROUGHBRED FINANCIAL SERV
- THOROUGHBRED FINANCIAL SERVICES
- THOROUGHBRED FINANCIAL SERVICES LLC
- THOROUGHBRED FINANCIALS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for THOROUGHBRED FINANCIAL SERVICES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 28.57% | 1.71% | +26.86 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 28.57% | 1.76% | +26.81 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with THOROUGHBRED FINANCIAL SERVICES LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent