SYM FINANCIAL CORPORATION
7 known aliases resolved via the canonical alias map
Market position · 2024
Plans served28+1 YoYRank #573 of mapped providers
Assets under administration$649M0.0%Market share · rank #4705
Fees received$1MMedian $41,777/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SYM FINANCIAL CORPORATION plan look like?
Service mix · median fees per plan
Count of plans where SYM FINANCIAL CORPORATION ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment advisory (plan); Investment advisory (participants); Investment management fees paid directly by planCode 26 | 13 | $36,068 | |
Shareholder servicing fees; Investment advisory (plan)Code 27 | 11 | $43,886 | |
Investment management; Direct payment from the planCode 28 | 2 | $39,625 | |
Consulting (general)Code 16 | 1 | $27,180 | |
Direct payment from the plan; Investment management fees paid directly by planCode 50 | 1 | $45,086 |
Competitor overlap
Percent of SYM FINANCIAL CORPORATION's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SYM FINANCIAL CORPORATION.
| Sponsor | From | Assets |
|---|---|---|
THE FORT WAYNE RESCUE MISSION MINISTRIES, INC.IN · 351054670-005 | GREAT-WEST LIFE & ANNUITY INSURANCE | $3M |
Plans lost in 2024
Appeared last year under SYM FINANCIAL CORPORATION; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
FORT WAYNE METALS RESEARCH PRODUCTS, LLC.IN · 351186549-001 | $173M | 1,708 | $286,985 | 10y | 1 |
CCG SERVICES, INC.TX · 371076260-004 | $106M | 1,812 | $43,886 | 10y | 2 |
DUCHARME, MCMILLEN & ASSOCIATES, INC.IN · 351293472-006 | $69M | 780 | $94,630 | 3y | - |
THE FLEXAUST COMPANY, INC.IN · 351950597-001 | $22M | 395 | $45,021 | 10y | 2 |
FORT WAYNE WIRE DIE, INC.IN · 350799416-001 | $21M | 130 | $43,269 | 6y | - |
ADVANCED EMISSIONS SOLUTIONS, INC.CO · 275472457-001 | $20M | 244 | $46,213 | 5y | - |
KRUGGEL, LAWTON & CO., LLCIN · 351307701-001 | $20M | 164 | $33,037 | 3y | - |
GROSSNICKLE EYE CENTERIN · 351464840-006 | $19M | 138 | $46,429 | 2y | - |
PARTNERS 1ST FEDERAL CREDIT UNIONIN · 351079936-002 | $19M | 227 | $53,497 | 6y | - |
WILDMAN BUSINESS GROUP, LLCIN · 351349770-001 | $18M | 618 | $52,498 | 9y | 2 |
Flag exposure
92.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (7)
Raw Schedule C names collapsed into SYM FINANCIAL CORPORATION.
- SYM ADVISORS
- SYM FINANCIAL
- SYM FINANCIAL ADVISOR
- SYM FINANCIAL ADVISORS
- SYM FINANCIAL CORP
- SYM FINANCIAL CORPORATION
- SYM FINANCIAL GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SYM FINANCIAL CORPORATION's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 3.57% | 26.94% | -23.37 pp |
| Late contributions | 6 | 21.43% | 1.71% | +19.72 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 21.43% | 1.76% | +19.67 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SYM FINANCIAL CORPORATION. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).