SUMMIT GLOBAL INVESTMENTS LLC
5 known aliases resolved via the canonical alias map
Market position · 2024
Plans served9+1 YoYRank #1423 of mapped providers
Assets under administration$21.2B0.0%Market share · rank #613
Fees received$350,734Median $10,765/planSum across Schedule C direct + indirect
Net wins YoY+14 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SUMMIT GLOBAL INVESTMENTS LLC plan look like?
Service mix · median fees per plan
Count of plans where SUMMIT GLOBAL INVESTMENTS LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Investment advisory (participants)Code 26 | 3 | $17,193 | |
Securities brokerage; Securities brokerage commissions and feesCode 33 | 3 | $2,575 | |
Direct payment from the plan; Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment advisory (participants); Recordkeeping feesCode 15 | 1 | $10,464 | |
Insurance services; Consulting (general)Code 16 | 1 | $6,280 | |
Investment advisory (plan)Code 27 | 1 | $46,769 |
Competitor overlap
Percent of SUMMIT GLOBAL INVESTMENTS LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SUMMIT GLOBAL INVESTMENTS LLC.
| Sponsor | From | Assets |
|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | GUIDESPRING WEALTH STRATEGIES | $11.6B |
NORTHERN ARIZONA HEALTHCARE CORP.AZ · 742410946-002 | VORA WEALTH MANAGEMENT PLLC | $414M |
INNOVATIVE SCIENTIFIC SOLUTIONS, INC.OH · 311437643-001 | (new plan) | $17M |
V.T. CONSTRUCTION, INC.NV · 880356131-001 | NATIONWIDE | $4M |
Plans lost in 2024
Appeared last year under SUMMIT GLOBAL INVESTMENTS LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | FINANCIAL ENGINES | $5.7B |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | EWG ELEVATE INC | $5.6B |
SOUTHERN CALIFORNIA GAS COMPANYCA · 951240705-002 | LAGUNA WEALTH ADVISORS LLC | $2.7B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $17,193 | 5y | 1 |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-002 | $6.8B | 86,655 | $244,000 | 7y | - |
DEALER COMPUTER SERVICES, INC.OH · 383028101-001 | $868M | 7,634 | $2,575 | 8y | - |
PEPPERDINE UNIVERSITYCA · 951644037-001 | $633M | 3,569 | $10,765 | 5y | 1 |
REPUBLIC AIRWAYS HOLDINGS INC.IN · 061449146-001 | $578M | 8,136 | $12,259 | 5y | 2 |
NORTHERN ARIZONA HEALTHCARE CORP.AZ · 742410946-002 | $414M | 5,123 | $6,280 | 1y | 1 |
AMERICAN CONSOLIDATED NATURAL RESOURCES, INC.OH · 851621594-001 | $267M | 1,785 | $429 | 3y | - |
INNOVATIVE SCIENTIFIC SOLUTIONS, INC.OH · 311437643-001 | $17M | 138 | $46,769 | 1y | - |
V.T. CONSTRUCTION, INC.NV · 880356131-001 | $4M | 165 | $10,464 | 1y | 1 |
Flag exposure
88.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (5)
Raw Schedule C names collapsed into SUMMIT GLOBAL INVESTMENTS LLC.
- SUMMIT GLOBAL INVESTMENT LLC
- SUMMIT GLOBAL INVESTMENTS
- SUMMIT GLOBAL INVESTMENTS LLC
- SUMMIT GLOBAL INVESTMENTS, LLC
- SUMMITT GLOBAL INVESTMENTS LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SUMMIT GLOBAL INVESTMENTS LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 11.11% | 26.94% | -15.83 pp |
| Late contributions | 1 | 11.11% | 1.71% | +9.40 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 44.44% | 1.76% | +42.69 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SUMMIT GLOBAL INVESTMENTS LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent