STIFEL NICOLAUS & CO INC
110 known aliases resolved via the canonical alias map
Market position · 2024
Plans served152+2 YoYRank #141 of mapped providers
Assets under administration$83.1B0.1%Market share · rank #171
Fees received$6MMedian $25,607/planSum across Schedule C direct + indirect
Net wins YoY+524 won · 19 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical STIFEL NICOLAUS & CO INC plan look like?
Service mix · median fees per plan
Count of plans where STIFEL NICOLAUS & CO INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan); Other commissions; Direct payment from the plan; Other servicesCode 27 | 75 | $32,574 | |
Other services; Other feesCode 49 | 13 | $8,969 | |
Other fees; Other commissionsCode 55 | 13 | $24,302 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 11 | $25,889 | |
Securities brokerage commissions and fees; Investment managementCode 28 | 10 | $21,494 | |
Investment management fees paid directly by plan; Securities brokerage; Investment management; Investment advisory (participants)Code 26 | 9 | $20,310 | |
Investment management; Consulting (general); Investment advisory (plan); Direct payment from the planCode 16 | 5 | $19,643 | |
Securities brokerage; Securities brokerage commissions and fees; Direct payment from the planCode 33 | 5 | $18,087 |
Competitor overlap
Percent of STIFEL NICOLAUS & CO INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under STIFEL NICOLAUS & CO INC.
| Sponsor | From | Assets |
|---|---|---|
ERICSSON INC.TX · 061119960-006 | EAGLE CAPITAL MANAGEMENT, LLC | $3.8B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | COWEN & COMPANY LLC | $2.4B |
DEMATIC CORP.MI · 043834872-002 | PRINCIPAL LIFE INSURANCE COMPANY | $844M |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | CONCURRENT INVESTMENT ADVISORS LLC | $707M |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | TRUE TYPE PRINTING CO, INC. | $355M |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-004 | RAYMOND JAMES FINANCIAL SERVICES | $258M |
DEMATIC CORP.MI · 043834872-003 | PRINCIPAL LIFE INSURANCE COMPANY | $171M |
BURGESS PIGMENT COMPANYGA · 580542912-002 | (new plan) | $37M |
CENTRAL OHIO FARMERS CO-OP, INC/ MORRAL COMPANIES, LLCOH · 311717226-003 | MERRILL LYNCH PIERCE FENNER & SMITH | $26M |
HALTON GROUP AMERICAS INC.KY · 202371429-001 | AMERICAN REALTY ADVISORS | $21M |
Plans lost in 2024
Appeared last year under STIFEL NICOLAUS & CO INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
STIFEL FINANCIAL CORP.MO · 431273600-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $2.0B |
ALLIANT ENERGY CORPORATE SERVICES, INC.WI · 391914946-005 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.3B |
ANDY MOHR AUTOMOTIVE GROUP, INC.IN · 208324241-001 | MORNINGSTAR | $31M |
YOUNG CHEVROLET CADILLAC, INC.MI · 382366521-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $14M |
ANKROM MOISAN ARCHITECTS, INC.OR · 931014387-002 | (new plan) | $11M |
CENTERS FOR YOUTH AND FAMILIES, INCAR · 710415350-002 | HATCHER CAPITAL INVESTMENTS | $10M |
RENSHAW AND RENSHAW MANAGEMENT GROUP, INC.KY · 611150072-001 | PENSIONMARK FINANCIAL GROUP LLC | $9M |
CENTRAL CARE, P.A.KS · 481125116-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $9M |
VIAQUESTOH · 311682039-001 | NATIONWIDE | $7M |
DAKOTABILITIES, INC.SD · 460306216-001 | RAYMOND JAMES FINANCIAL SERVICES | $6M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WELLS FARGO & COMPANYMN · 410449260-002 | $57.9B | 255,580 | $0 | 2y | 1 |
ERICSSON INC.TX · 061119960-006 | $3.8B | 12,872 | $35,106 | 1y | 2 |
COREWELL HEALTHMI · 383382353-002 | $3.2B | 42,410 | $404,455 | 9y | - |
WILLIAM BEAUMONT HOSPITALMI · 381459362-002 | $3.0B | 48,125 | $94,500 | 2y | 1 |
KINDER MORGAN, INC.TX · 800682103-002 | $2.9B | 16,725 | $35,853 | 2y | 1 |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | $2.4B | 25,253 | $28,786 | 1y | - |
DEMATIC CORP.MI · 043834872-002 | $844M | 5,153 | $80,000 | 5y | 1 |
BOARD OF TRUSTEES, MICHIGAN CARPENTERS' PENSION FUNDMI · 386233978-001 | $725M | 10,125 | $9,975 | 5y | - |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | $707M | 2,732 | $53,108 | 1y | - |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $9,160 | 2y | 2 |
Flag exposure
86.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (110)
Raw Schedule C names collapsed into STIFEL NICOLAUS & CO INC.
- PEARLSTREET INVSTMNT MGMT OF STIFEL
- SCHACHTER,/STIFEL
- STIEFEL NICOLAUS & COMPANY, INC.
- STIFE, NICOLAUS & CO, INC.
- STIFEL
- STIFEL & COMPANY, INCORPORATED
- STIFEL ADVISORY /RUSSELL DIBENEDETT
- STIFEL FINANCIAL CORP
- STIFEL FINANCIAL CORP.
- STIFEL FINANCIAL CORPORATION
- STIFEL INC
- STIFEL INDEPENDENT ADVISORS
- STIFEL INVESTMENT SERVICES
- STIFEL INVESTMENT SERVICES/ THE BRO
- STIFEL MICOLAUS AND CO INC
- STIFEL NICHOLAS
- STIFEL NICHOLAS & CO INC
- STIFEL NICHOLAS & COMPANY
- STIFEL NICHOLAS INS AGCY INC
- STIFEL NICHOLAUS
- STIFEL NICHOLAUS & CO INC
- STIFEL NICHOLAUS & CO INC.
- STIFEL NICHOLAUS & CO. INC.
- STIFEL NICOLAS
- STIFEL NICOLAS & CO. INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for STIFEL NICOLAUS & CO INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 3 | 1.97% | 7.76% | -5.79 pp |
| Fidelity bond gap | 4 | 2.63% | 26.94% | -24.31 pp |
| Late contributions | 32 | 21.05% | 1.71% | +19.34 pp |
| Failed to provide benefit | 2 | 1.32% | 0.14% | +1.18 pp |
| Corrective distributions | 38 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with STIFEL NICOLAUS & CO INC. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).