STEELE CAPITAL MANAGEMENT, INC.
8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served14+1 YoYRank #986 of mapped providers
Assets under administration$1.2B0.0%Market share · rank #3825
Fees received$490,784Median $40,692/planSum across Schedule C direct + indirect
Net wins YoY+12 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical STEELE CAPITAL MANAGEMENT, INC. plan look like?
Service mix · median fees per plan
Count of plans where STEELE CAPITAL MANAGEMENT, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Participant communication; Direct payment from the plan; Investment advisory (participants); Named fiduciary; Investment advisory (plan); Investment management fees paid directly by plan; Investment managementCode 26 | 11 | $43,298 | |
Investment management fees paid directly by plan; Investment advisory (plan); Trustee (directed); Investment management; Named fiduciary; Direct payment from the plan; Participant communicationCode 25 | 1 | $7,873 | |
Investment advisory (plan)Code 27 | 1 | $7,126 | |
Investment managementCode 28 | 1 | $46,920 |
Competitor overlap
Percent of STEELE CAPITAL MANAGEMENT, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under STEELE CAPITAL MANAGEMENT, INC..
| Sponsor | From | Assets |
|---|---|---|
DUBUQUE INTERNAL MEDICINE PC DBA GRAND RIVER MEDICAL GROUPIA · 420848123-001 | RETIRERIGHT LLC | $91M |
DISCOVERY LIVING, INC.IA · 421082773-001 | CHARLES SCHWAB & CO., INC. | $4M |
Plans lost in 2024
Appeared last year under STEELE CAPITAL MANAGEMENT, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
UNITED CONTRACTORS, INC.IA · 420822018-001 | (new plan) | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
MCFARLAND CLINIC, P.C.IA · 421089512-002 | $488M | 1,848 | $45,663 | 10y | 1 |
MEDICAL ASSOCIATES CLINIC, P.C.IA · 421115442-002 | $320M | 1,433 | $85,787 | 10y | 1 |
DUBUQUE INTERNAL MEDICINE PC DBA GRAND RIVER MEDICAL GROUPIA · 420848123-001 | $91M | 491 | $17,200 | 4y | - |
IOWA ORTHOPAEDIC CENTER, P.C.IA · 420981845-001 | $69M | 502 | $28,335 | 10y | - |
SIMMONS PERRINE MOYER BERGMAN PLCIA · 420665669-002 | $57M | 154 | $6,593 | 10y | - |
GAMMA TECHNOLOGIES, LLCIL · 363959691-001 | $47M | 185 | $63,800 | 5y | - |
THOMAS HOWELL FERGUSON, P.A.FL · 593186310-001 | $21M | 152 | $7,126 | 3y | 1 |
MUELLER-YURGAE ASSOCIATES, INC.IA · 421034361-001 | $21M | 252 | $44,939 | 10y | 1 |
GARY W. CLEM, INC. DBA ALMACOIA · 421092106-001 | $20M | 250 | $49,247 | 10y | - |
BAKER MANUFACTURING COMPANY, LLCWI · 204668380-001 | $19M | 243 | $46,920 | 10y | 2 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into STEELE CAPITAL MANAGEMENT, INC..
- STEELE
- STEELE CAPITAL MANAGEMENT
- STEELE CAPITAL MANAGEMENT INC
- STEELE CAPITAL MANAGEMENT INC.
- STEELE CAPITAL MANAGEMENT, INC
- STEELE CAPITAL MANAGEMENT, INC.
- STEELE CAPITAL MGMT
- STEELE CAPTIAL MANAGEMEN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for STEELE CAPITAL MANAGEMENT, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 7.14% | 7.76% | -0.62 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 14.29% | 1.71% | +12.57 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 5 | 35.71% | 1.76% | +33.96 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with STEELE CAPITAL MANAGEMENT, INC.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent