STACEY BRAUN ASSOCIATES, INC.
23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served45-1 YoYRank #384 of mapped providers
Assets under administration$15.6B0.0%Market share · rank #846
Fees received$8MMedian $119,515/planSum across Schedule C direct + indirect
Net wins YoY-21 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical STACEY BRAUN ASSOCIATES, INC. plan look like?
Service mix · median fees per plan
Count of plans where STACEY BRAUN ASSOCIATES, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment management; Investment management fees paid indirectly by planCode 28 | 36 | $129,544 | |
Soft dollars commissions; Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 5 | $83,710 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 3 | $281,399 | |
Investment advisory (participants); Investment management fees paid directly by planCode 26 | 1 | $106,577 | |
Soft dollars commissionsCode 68 | 1 | $3,457 |
Competitor overlap
Percent of STACEY BRAUN ASSOCIATES, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under STACEY BRAUN ASSOCIATES, INC..
| Sponsor | From | Assets |
|---|---|---|
WESTCHESTER MODULAR HOMES, INC.NY · 061162854-002 | (new plan) | $105M |
Plans lost in 2024
Appeared last year under STACEY BRAUN ASSOCIATES, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
BD OF TTEE OF PLUM & PIPE LU NO 74 PIPEFITTERS LU NO. 74 PENSION FUNDDE · 516015925-001 | JPMORGAN INVEST HOLDINGS LLC | $171M |
BOARD OF TRUSTEES OF STONE SETTERSNY · 136121379-001 | COLLERAN, O'HARA & MILLS LLP | $37M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
EXCAVATORS UNION PENSION FUND LOCANY · 131809825-002 | $3.0B | 11,892 | $910,048 | 10y | - |
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | $2.2B | 25,932 | $122,417 | 10y | - |
BD OF TRUSTEES ANNUITY FUND OF THE IUOE LCL UNION 94, 94A, 94B AFL-CIONY · 136817367-001 | $1.8B | 7,900 | $140,674 | 10y | - |
BOARD OF TRUSTEES OF LOCAL 282NY · 116245313-001 | $1.4B | 7,375 | $316,026 | 9y | - |
PENSION PLAN OF LOCAL 464ANJ · 226051600-001 | $1.2B | 21,542 | $1M | 9y | - |
THEATRICAL TEAMSTERS LOCAL 817 PENSION FUNDNY · 112610489-001 | $753M | 1,736 | $510,354 | 10y | - |
TRUSTEES OF LOCAL 295 I.B.T. EMPLOYER GROUP PENSION TRUST FUNDNY · 116172155-001 | $640M | 5,521 | $219,996 | 10y | - |
BOARD OF TRUSTEES OF LOCAL 272 LABOR MANAGEMENT PENSION FUNDNY · 135673836-001 | $499M | 12,698 | $408,408 | 8y | - |
PAVERS & ROAD BUILDERS DC ANNUITY FUNDNY · 112629710-082 | $343M | 5,092 | $136,511 | 8y | - |
BOARD OF TRUSTEES LOCAL 60 PENSION FUNDNY · 131962287-001 | $342M | 2,311 | $82,664 | 10y | - |
Flag exposure
95.6%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into STACEY BRAUN ASSOCIATES, INC..
- STACEY BRAUN
- STACEY BRAUN ASSOC INC
- STACEY BRAUN ASSOC, INC.
- STACEY BRAUN ASSOC.
- STACEY BRAUN ASSOC., INC.
- STACEY BRAUN ASSOCIATES
- STACEY BRAUN ASSOCIATES INC
- STACEY BRAUN ASSOCIATES INC.
- STACEY BRAUN ASSOCIATES, INC
- STACEY BRAUN ASSOCIATES, INC 13-288
- STACEY BRAUN ASSOCIATES, INC.
- STACEY BRAUN ASSOCIATES, INC..
- STACEY BRAUN INC
- STACEY HARRIS
- STACEY L DIRENZO
- STACEY SULLIVAN
- STACEY TUCKMAN
- STACY BRAUN
- STACY BRAUN AASOCIATES INC
- STACY BRAUN ASSOCATES INC
- STACY BRAUN ASSOCIATES
- STACY BRAUN ASSOCIATES INC
- STACY BRAUN ASSOCIATES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for STACEY BRAUN ASSOCIATES, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with STACEY BRAUN ASSOCIATES, INC.. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).