SOWELL FINANCIAL SERVICES LLC
4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6+3 YoYRank #2000 of mapped providers
Assets under administration$6.7B0.0%Market share · rank #2259
Fees received$91,113Median $6,946/planSum across Schedule C direct + indirect
Net wins YoY+24 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SOWELL FINANCIAL SERVICES LLC plan look like?
Service mix · median fees per plan
Count of plans where SOWELL FINANCIAL SERVICES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 3 | $21,929 | |
Direct payment from the plan; Investment advisory (participants)Code 26 | 2 | $5,523 | |
Consulting (general); Insurance servicesCode 16 | 1 | $7,965 |
Competitor overlap
Percent of SOWELL FINANCIAL SERVICES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SOWELL FINANCIAL SERVICES LLC.
| Sponsor | From | Assets |
|---|---|---|
SOUTHERN CALIFORNIA GAS COMPANYCA · 951240705-002 | FINANCIAL DESIGNS, INC | $3.1B |
NORTHERN ARIZONA HEALTHCARE CORP.AZ · 742410946-002 | VORA WEALTH MANAGEMENT PLLC | $414M |
BOULDER MEDICAL CENTER, P.C.CO · 840834835-001 | JP MORGAN INVESTMENT MANAGEMENT INC | $77M |
O.K. FOODS, INC.AR · 710309661-001 | MINNESOTA LIFE INSURANCE COMPANY | $42M |
Plans lost in 2024
Appeared last year under SOWELL FINANCIAL SERVICES LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
DRAKE ENTERPRISES, LTDNC · 561494243-001 | PRINCIPAL LIFE INSURANCE COMPANY | $10M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
HY-VEE, INC.IA · 420325638-002 | $3.1B | 75,634 | $5,349 | 1y | 1 |
SOUTHERN CALIFORNIA GAS COMPANYCA · 951240705-002 | $3.1B | 10,486 | $5,119 | 1y | - |
NORTHERN ARIZONA HEALTHCARE CORP.AZ · 742410946-002 | $414M | 5,123 | $7,965 | 1y | 1 |
BOULDER MEDICAL CENTER, P.C.CO · 840834835-001 | $77M | 483 | $5,926 | 1y | - |
O.K. FOODS, INC.AR · 710309661-001 | $42M | 3,742 | $44,825 | 1y | - |
BIRCH TREE COMMUNITIES, INC.AR · 710680117-001 | $10M | 388 | $21,929 | 8y | - |
Flag exposure
83.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into SOWELL FINANCIAL SERVICES LLC.
- SOWELL FINANCIAL INC
- SOWELL FINANCIAL SERVICES LLC
- SOWELL FINANCIAL SERVICES, LLC
- SOWELL MANAGEMENT SERVICES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SOWELL FINANCIAL SERVICES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 33.33% | 1.76% | +31.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SOWELL FINANCIAL SERVICES LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent