SOUDERS FINANCIAL ADVISORS LLC
8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served13+3 YoYRank #1083 of mapped providers
Assets under administration$622M0.0%Market share · rank #4764
Fees received$356,461Median $10,319/planSum across Schedule C direct + indirect
Net wins YoY+35 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SOUDERS FINANCIAL ADVISORS LLC plan look like?
Service mix · median fees per plan
Count of plans where SOUDERS FINANCIAL ADVISORS LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 5 | $27,072 | |
Other feesCode 99 | 5 | $2,190 | |
Other fees; Investment advisory (participants)Code 26 | 3 | $10,319 |
Competitor overlap
Percent of SOUDERS FINANCIAL ADVISORS LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SOUDERS FINANCIAL ADVISORS LLC.
| Sponsor | From | Assets |
|---|---|---|
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-019 | (new plan) | $143M |
CTI - CLINICAL TRIAL SERVICES, INC.KY · 311670693-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $85M |
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-033 | CLEAR INVESTMENT RESEARCH, LLC | $28M |
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-024 | (new plan) | $834,966 |
Plans lost in 2024
Appeared last year under SOUDERS FINANCIAL ADVISORS LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-005 | AMERICAN REALTY ADVISORS | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-019 | $143M | 2,200 | $152,779 | 1y | 1 |
EMPOWER HR, LLCAZ · 391962784-333 | $115M | 9,928 | $3,302 | 4y | 2 |
PLAN FIDUCIARY SERVICES, INC.FL · 273523833-004 | $97M | 12,711 | $0 | 4y | 1 |
PLAN FIDUCIARY SERVICES, INC.FL · 273523833-008 | $94M | 5,757 | $75,850 | 3y | - |
CTI - CLINICAL TRIAL SERVICES, INC.KY · 311670693-001 | $85M | 757 | $34,986 | 4y | - |
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-033 | $28M | 1,514 | $1,330 | 1y | - |
UNITED EMPLOYEE SERVICES, INC.FL · 593335577-001 | $19M | 834 | $10,319 | 3y | - |
THE NORTH SIDE BANK & TRUST CO.OH · 310393100-002 | $18M | 132 | $27,072 | 4y | - |
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-001 | $8M | 281 | $21,032 | 3y | - |
PLAN COMPLIANCE SERVICES, INC.FL · 593708427-034 | $7M | 605 | $9,100 | 1y | - |
Flag exposure
92.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into SOUDERS FINANCIAL ADVISORS LLC.
- SOUDERS FINANCIAL ADVISOR
- SOUDERS FINANCIAL ADVISORS
- SOUDERS FINANCIAL ADVISORS LLC
- SOUDERS FINANCIAL ADVISORS, LLC
- SOUDERS FINANCIAL ADVISORS, LLC.
- SOUNDERS FINANCIAL ADVISORS
- SOUNDERS FINANCIAL ADVISORS, LLC
- SOURDERS FINANCIAL ADVISORS RIA
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SOUDERS FINANCIAL ADVISORS LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 2 | 15.38% | 26.94% | -11.56 pp |
| Late contributions | 2 | 15.38% | 1.71% | +13.67 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 7.69% | 1.76% | +5.93 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SOUDERS FINANCIAL ADVISORS LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent