SIGNATURE ESTATE & INVESTMENT
27 known aliases resolved via the canonical alias map
Market position · 2024
Plans served58+8 YoYRank #328 of mapped providers
Assets under administration$73.4B0.1%Market share · rank #198
Fees received$2MMedian $16,694/planSum across Schedule C direct + indirect
Net wins YoY+918 won · 9 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SIGNATURE ESTATE & INVESTMENT plan look like?
Service mix · median fees per plan
Count of plans where SIGNATURE ESTATE & INVESTMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Investment advisory (plan); Investment management fees paid directly by plan; Investment managementCode 26 | 24 | $12,000 | |
Other fees; Investment advisory (plan)Code 27 | 17 | $21,480 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 6 | $30,869 | |
Insurance brokerage commissions and fees; Consulting (general)Code 16 | 3 | $15,432 | |
Other feesCode 99 | 3 | $3,280 | |
Contract AdministratorCode 13 | 1 | $16,125 | |
Investment management; Investment management fees paid directly by planCode 28 | 1 | $108,201 | |
Securities brokerage; Securities brokerage commissions and feesCode 33 | 1 | $7,773 |
Competitor overlap
Percent of SIGNATURE ESTATE & INVESTMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SIGNATURE ESTATE & INVESTMENT.
| Sponsor | From | Assets |
|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | REGAL INVESTMENT ADVISORS LLC | $9.2B |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | FIRST REPUBLIC INVESTMENT MGMT | $6.5B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | TRANSAMERICA RETIREMENT SOLUTIONS | $1.0B |
BIOMARIN PHARMACEUTICAL INC.CA · 680397820-001 | SUMMITRY LLC | $715M |
LOEB & LOEB LLPCA · 951780806-005 | MATRIX TRUST COMPANY | $438M |
STRADLEY, RONON, STEVENS & YOUNG, LLPPA · 231130381-001 | WILMINGTON SAVINGS FUND | $188M |
ADVANCED SYSTEMS ENGINEERING CORPORATIONVA · 541627376-002 | PRINCIPAL LIFE INSURANCE COMPANY | $47M |
P E SYSTEMS, INC.VA · 540891458-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $30M |
GLOBAL TBM COMPANYOH · 853565454-001 | CEDAR BROOK FINANCIAL PARTNERS, LLC | $28M |
TRUWEST COMPANY, LLCOH · 300719069-001 | COWEN & COMPANY LLC | $22M |
Plans lost in 2024
Appeared last year under SIGNATURE ESTATE & INVESTMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
MAYER BROWN LLPIL · 361447220-004 | CHICAGO PARTNERS INVESTMENT GR | $1.1B |
CERTILMAN BALIN ADLER & HYMAN, LLPNY · 116188872-002 | ASSOCIATED PENSION CONSULTANTS | $63M |
BACHEM AMERICAS ,INC.CA · 952705001-006 | GREAT-WEST LIFE & ANNUITY INSURANCE | $45M |
SPIRE HOSPITALITY, LLCTX · 363087906-001 | FLAGSTAR ADVISORS INC | $21M |
BRMI HOLDINGS CORPORATIONMD · 812813815-001 | ONEDIGITAL INVESTMENT ADVISORS LLC | $9M |
FAIRFIELD GOURMET CORPORATIONNJ · 222951102-001 | FLAGSTAR ADVISORS INC | $6M |
ADVANCED DECISION VECTORS, LLCVA · 270640774-001 | (new plan) | $2M |
DODGE CITY, INC.FL · 592097193-002 | (new plan) | $1M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $31,225 | 4y | 1 |
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $38,562 | 1y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $10,817 | 3y | 1 |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $187,699 | 10y | 1 |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | $6.5B | 23,286 | $11,019 | 1y | 1 |
CACI INTERNATIONAL, INC.VA · 541345888-002 | $3.9B | 33,177 | $11,681 | 2y | - |
LATHAM & WATKINS LLPCA · 952018373-001 | $3.1B | 8,106 | $10,577 | 5y | 1 |
BVH, INC.KS · 471888435-002 | $3.0B | 10,517 | $30,600 | 1y | 1 |
PENN STATE HEALTHPA · 473769205-001 | $2.9B | 22,033 | $4,658 | 7y | 1 |
TRANSAMERICA CORPORATIONIA · 421484983-003 | $2.7B | 14,137 | $7,773 | 5y | 1 |
Flag exposure
84.5%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (27)
Raw Schedule C names collapsed into SIGNATURE ESTATE & INVESTMENT.
- SEIA
- SEIA LLC
- SEIA, LLC
- SIGNATURE ADVISORS GROUP, LTD.
- SIGNATURE BANK
- SIGNATURE BENEFIT SOLUTIONS, INC.
- SIGNATURE ESTATE & INVEST ADVS LLC
- SIGNATURE ESTATE & INVESTMENT
- SIGNATURE ESTATE & INVESTMENT ADVIS
- SIGNATURE ESTATE & INVESTMENT ASSOC
- SIGNATURE ESTATE & INVESTMT ADVISOR
- SIGNATURE ESTATE AND INV
- SIGNATURE ESTATE AND INVEST ADV LLC
- SIGNATURE ESTATE AND INVESTMENT
- SIGNATURE ESTATE AND INVESTMENT ADV
- SIGNATURE ESTATE SECURITIES, LLS
- SIGNATURE ESTATE&INVESTMENT
- SIGNATURE INVESTMENT ADVISORS
- SIGNATURE INVESTOR INC
- SIGNATURE INVESTORS
- SIGNATURE INVESTORS INC
- SIGNATURE INVESTORS, INC.
- SIGNATURE SECURITIES GROUP
- SIGNATURE SECURITIES GROUP CORP
- SIGNATURE SECURITIES GROUP CORP.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SIGNATURE ESTATE & INVESTMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 1.72% | 26.94% | -25.22 pp |
| Late contributions | 11 | 18.97% | 1.71% | +17.25 pp |
| Failed to provide benefit | 1 | 1.72% | 0.14% | +1.59 pp |
| Corrective distributions | 22 | 37.93% | 1.76% | +36.17 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SIGNATURE ESTATE & INVESTMENT. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).