SHAPIRO CAPITAL MANAGEMENT LLC
6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-1 YoYRank #2651 of mapped providers
Assets under administration$1.2B0.0%Market share · rank #3777
Fees received$473,869Median $127,657/planSum across Schedule C direct + indirect
Net wins YoY-11 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SHAPIRO CAPITAL MANAGEMENT LLC plan look like?
Service mix · median fees per plan
Count of plans where SHAPIRO CAPITAL MANAGEMENT LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment managementCode 28 | 3 | $87,743 | |
Direct payment from the plan; Investment advisory (plan)Code 27 | 1 | $213,711 |
Competitor overlap
Percent of SHAPIRO CAPITAL MANAGEMENT LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SHAPIRO CAPITAL MANAGEMENT LLC.
| Sponsor | From | Assets |
|---|---|---|
OGE ENERGY CORP.OK · 731481638-001 | FID INV INST OPS CO | $281M |
Plans lost in 2024
Appeared last year under SHAPIRO CAPITAL MANAGEMENT LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
WESTROCK COMPANYGA · 473335141-027 | MORGAN STANLEY SMITH BARNEY | $4.0B |
ARXADA, LLCNJ · 135665861-003 | WILLIS TOWERS WATSON US LLC | $395M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNITED JEWISH APPEAL-FEDERATION OF JEWISH PHILANTHROPIES OF NYNY · 510172429-333 | $555M | 13,746 | $167,570 | 9y | 1 |
GOLUB CORPORATIONNY · 140724820-001 | $366M | 10,395 | $87,743 | 10y | - |
OGE ENERGY CORP.OK · 731481638-001 | $281M | 2,314 | $213,711 | 1y | - |
GOLUB CORPORATIONNY · 140724820-004 | $15M | 349 | $4,845 | 10y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into SHAPIRO CAPITAL MANAGEMENT LLC.
- SHAPIRO
- SHAPIRO CAPITAL
- SHAPIRO CAPITAL INVESTMENT
- SHAPIRO CAPITAL MANAGEMENT
- SHAPIRO CAPITAL MANAGEMENT LLC
- SHAPIRO CAPITAL MGT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SHAPIRO CAPITAL MANAGEMENT LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SHAPIRO CAPITAL MANAGEMENT LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent