SCHWARTZ, STEINSAPIR, ET AL
19 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4Rank #2600 of mapped providers
Assets under administration$6.6B0.0%Market share · rank #1787
Fees received$515,187Median $56,271/planSum across Schedule C direct + indirect
Net wins YoY+01 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SCHWARTZ, STEINSAPIR, ET AL plan look like?
Service mix · median fees per plan
Count of plans where SCHWARTZ, STEINSAPIR, ET AL ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Accounting (including auditing)Code 10 | 1 | $11,150 | |
Direct payment from the plan; Investment advisory (plan); Investment advisory (participants)Code 26 | 1 | $90,041 | |
Investment advisory (plan)Code 27 | 1 | $22,500 | |
Legal; Direct payment from the planCode 29 | 1 | $391,496 |
Competitor overlap
Percent of SCHWARTZ, STEINSAPIR, ET AL's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SCHWARTZ, STEINSAPIR, ET AL.
| Sponsor | From | Assets |
|---|---|---|
DEALERDIRECT, LLC D/B/A FORDDIRECTMI · 383550946-001 | STRATEGIC ADVISORS, INC. | $60M |
Plans lost in 2024
Appeared last year under SCHWARTZ, STEINSAPIR, ET AL; not this year.
| Sponsor | To | Assets |
|---|---|---|
TILE SETTERS AND FINISHERS OF NO CACA · 710872161-001 | USI CONSULTING GROUP | $8M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | $6.5B | 199,927 | $391,496 | 10y | - |
COSTAFF SERVICES, LLCMI · 383546978-002 | $66M | 2,139 | $90,041 | 2y | 1 |
DEALERDIRECT, LLC D/B/A FORDDIRECTMI · 383550946-001 | $60M | 399 | $22,500 | 1y | - |
MGD, INC. DBA THE GARIBALDI COMPANYCA · 680348797-001 | $10M | 161 | $11,150 | 5y | 1 |
Flag exposure
75.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (19)
Raw Schedule C names collapsed into SCHWARTZ, STEINSAPIR, ET AL.
- SCHWARTZ & CO INVESTMENT ADVISORS
- SCHWARTZ & CO. ADVISOR
- SCHWARTZ & CO. INVESTMENT ADVISORS
- SCHWARTZ & COMPANY INVESTMENT ADVIS
- SCHWARTZ GIANNINI LANTSBERGER & ADA
- SCHWARTZ GIANNINI, LANTS
- SCHWARTZ PLATZ & ASSOCIATES CPA
- SCHWARTZ PLATZ AND ASSOCIATES, CPA
- SCHWARTZ, ANDY
- SCHWARTZ, GIANNI, LANTS
- SCHWARTZ, GIANNINI, LANT
- SCHWARTZ, STEINSAPIR & SOMMERS
- SCHWARTZ, STEINSAPIR, DOHRMANN
- SCHWARTZ, STEINSAPIR, DOHRMANN LLP
- SCHWARTZ, STEINSAPIR, ET AL
- SCHWARTZ,ANDY
- SCHWARTZ,STEINSAPIR & SOMMERS
- SCHWARTZ,STEINSAPIR,DOHRM
- SCHWARTZ,STEINSAPIR,DOHRMANN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SCHWARTZ, STEINSAPIR, ET AL's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 50.00% | 1.76% | +48.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SCHWARTZ, STEINSAPIR, ET AL. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent