ROYCE
12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-1 YoYRank #2691 of mapped providers
Assets under administration$110M0.0%Market share · rank #7104
Fees received$0Median $0/planSum across Schedule C direct + indirect
Net wins YoY-10 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ROYCE plan look like?
Service mix · median fees per plan
Count of plans where ROYCE ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 4 | $0 |
Competitor overlap
Percent of ROYCE's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ROYCE.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under ROYCE; not this year.
| Sponsor | To | Assets |
|---|---|---|
FMC TECHNOLOGIES, INC.TX · 364412642-001 | WILLIS TOWERS WATSON US LLC | $381M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
G3 TECHNOLOGIES INCMD · 522296700-001 | $59M | 352 | $0 | 10y | - |
INFINITE LEGACY, INC.MD · 521736533-002 | $27M | 379 | $0 | 7y | 1 |
ANNIN & CONJ · 221614662-002 | $19M | 391 | $0 | 5y | - |
MAST TRUCKING, INC.OH · 341373437-001 | $5M | 186 | $0 | 3y | - |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into ROYCE.
- ROYCE
- ROYCE & ASSOCIATES
- ROYCE & ASSOCIATES LLC
- ROYCE & ASSOCIATES LP
- ROYCE & ASSOCIATES, INC.
- ROYCE & ASSOCIATES, LLC
- ROYCE AND ASSOCIATES
- ROYCE AND ASSOCIATES, INC
- ROYCE FUND SERVICES
- ROYCE FUND SERVICES, INC.
- ROYCE FUNDS
- ROYCE SPECIAL EQUITY INV
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ROYCE's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ROYCE. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent